0001171843-20-002045.txt : 20200326
0001171843-20-002045.hdr.sgml : 20200326
20200326162545
ACCESSION NUMBER: 0001171843-20-002045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200324
FILED AS OF DATE: 20200326
DATE AS OF CHANGE: 20200326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry John F
CENTRAL INDEX KEY: 0001294357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 20746410
MAIL ADDRESS:
STREET 1: C/O PROSPECT ENERGY CORPORATION
STREET 2: 10 EAST 40TH STREET, 42TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4
1
ownership.xml
X0306
4
2020-03-24
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001294357
Barry John F
10 EAST 40TH ST, 42ND FLOOR
NEW YORK
NY
10016
1
1
1
0
CHIEF EXECUTIVE OFFICER
COMMON STOCK
2020-03-24
4
P
0
3377
4.2000
A
68523721.010
D
COMMON STOCK
2020-03-24
4
P
0
50
4.5000
A
68523771.010
D
COMMON STOCK
2020-03-24
4
P
0
4100
4.5985
A
68527871.010
D
COMMON STOCK
2020-03-24
4
P
0
900
4.6148
A
68528771.010
D
COMMON STOCK
2020-03-24
4
P
0
333685
4.6383
A
68862456.010
D
COMMON STOCK
194675.486
I
By Spouse
/s/ John F. Barry III
2020-03-26