0001171843-20-002045.txt : 20200326 0001171843-20-002045.hdr.sgml : 20200326 20200326162545 ACCESSION NUMBER: 0001171843-20-002045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200324 FILED AS OF DATE: 20200326 DATE AS OF CHANGE: 20200326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 20746410 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 42TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 ownership.xml X0306 4 2020-03-24 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F 10 EAST 40TH ST, 42ND FLOOR NEW YORK NY 10016 1 1 1 0 CHIEF EXECUTIVE OFFICER COMMON STOCK 2020-03-24 4 P 0 3377 4.2000 A 68523721.010 D COMMON STOCK 2020-03-24 4 P 0 50 4.5000 A 68523771.010 D COMMON STOCK 2020-03-24 4 P 0 4100 4.5985 A 68527871.010 D COMMON STOCK 2020-03-24 4 P 0 900 4.6148 A 68528771.010 D COMMON STOCK 2020-03-24 4 P 0 333685 4.6383 A 68862456.010 D COMMON STOCK 194675.486 I By Spouse /s/ John F. Barry III 2020-03-26