0001171843-20-001949.txt : 20200324 0001171843-20-001949.hdr.sgml : 20200324 20200324161048 ACCESSION NUMBER: 0001171843-20-001949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200320 FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 20738490 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 42TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 ownership.xml X0306 4 2020-03-20 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F 10 EAST 40TH ST, 42ND FLOOR NEW YORK NY 10016 1 1 1 0 CHIEF EXECUTIVE OFFICER COMMON STOCK 2020-03-20 4 P 0 190000 4.8124 A 65368367.010 D COMMON STOCK 2020-03-20 4 P 0 150000 4.9418 A 65518367.010 D COMMON STOCK 2020-03-20 4 P 0 127693 4.9482 A 65646060.010 D COMMON STOCK 2020-03-20 4 P 0 1000000 4.9633 A 66646060.010 D COMMON STOCK 2020-03-20 4 P 0 832307 5.0332 A 67478367.010 D COMMON STOCK 194675.486 I By Spouse /s/ John F. Barry III 2020-03-24