0001171843-20-001949.txt : 20200324
0001171843-20-001949.hdr.sgml : 20200324
20200324161048
ACCESSION NUMBER: 0001171843-20-001949
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200320
FILED AS OF DATE: 20200324
DATE AS OF CHANGE: 20200324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry John F
CENTRAL INDEX KEY: 0001294357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 20738490
MAIL ADDRESS:
STREET 1: C/O PROSPECT ENERGY CORPORATION
STREET 2: 10 EAST 40TH STREET, 42TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4
1
ownership.xml
X0306
4
2020-03-20
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001294357
Barry John F
10 EAST 40TH ST, 42ND FLOOR
NEW YORK
NY
10016
1
1
1
0
CHIEF EXECUTIVE OFFICER
COMMON STOCK
2020-03-20
4
P
0
190000
4.8124
A
65368367.010
D
COMMON STOCK
2020-03-20
4
P
0
150000
4.9418
A
65518367.010
D
COMMON STOCK
2020-03-20
4
P
0
127693
4.9482
A
65646060.010
D
COMMON STOCK
2020-03-20
4
P
0
1000000
4.9633
A
66646060.010
D
COMMON STOCK
2020-03-20
4
P
0
832307
5.0332
A
67478367.010
D
COMMON STOCK
194675.486
I
By Spouse
/s/ John F. Barry III
2020-03-24