0001171843-17-007838.txt : 20171222 0001171843-17-007838.hdr.sgml : 20171222 20171222160205 ACCESSION NUMBER: 0001171843-17-007838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171220 FILED AS OF DATE: 20171222 DATE AS OF CHANGE: 20171222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 171272714 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 42TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 formfour.xml FORM 4 X0306 4 2017-12-20 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F 10 EAST 40TH ST, 42ND FLOOR NEW YORK NY 10016 1 1 1 0 CHIEF EXECUTIVE OFFICER COMMON STOCK 2017-12-20 4 P 0 8221 6.9439 A 30431274.791 D COMMON STOCK 2017-12-20 4 P 0 171841 6.9584 A 30603115.791 D COMMON STOCK 151194 I By Spouse /s/ John F. Barry III 2017-12-22