0001171843-17-007631.txt : 20171212 0001171843-17-007631.hdr.sgml : 20171212 20171212160158 ACCESSION NUMBER: 0001171843-17-007631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171208 FILED AS OF DATE: 20171212 DATE AS OF CHANGE: 20171212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 171251798 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 42TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 formfour.xml FORM 4 X0306 4 2017-12-08 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F 10 EAST 40TH ST, 42ND FLOOR NEW YORK NY 10016 1 1 1 0 CHIEF EXECUTIVE OFFICER COMMON STOCK 2017-12-08 4 P 0 64916 6.7227 A 28268114.791 D COMMON STOCK 2017-12-08 4 P 0 58463 6.7491 A 28326577.791 D COMMON STOCK 151194 I By Spouse /s/ John F. Barry III 2017-12-12