X0306 4 2020-11-13 0000009389 BALL Corp BLL 0001286361 BAKER CHARLES E 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 0 1 0 0 VP, GEN COUNSEL & CORP SEC Common Stock 2020-11-13 4 S 0 10000 94.4058 D 43295 I See Footnote Common Stock 2020-11-16 4 S 0 10000 95.3724 D 33295 I See Footnote Common Stock 2020-11-16 4 S 0 10000 95.5991 D 23295 I See Footnote Common Stock 2020-11-17 4 S 0 10000 96.5717 D 13295 I See Footnote Common Stock 2020-11-16 4 M 0 10000 22.965 A 191678.0297 D Common Stock 2020-11-16 4 F 0 5728 96.76 D 185950.0297 D Common Stock 800 I By Daughter Common Stock 5925.61 I 401(k) Plan Stock Appreciation Rights (sars) 22.965 2020-11-16 4 M 0 10000 0 D 2014-01-30 2023-01-30 Common Stock 10000 37400 D This transaction was executed in multiple trades at prices ranging from $94.29 to $94.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. This transaction was executed in multiple trades at prices ranging from $95.16 to $95.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $95.435 to $95.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $96.50 to $96.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. /s/ Charles E. Baker 2020-11-17