0001286207-13-000010.txt : 20131114 0001286207-13-000010.hdr.sgml : 20131114 20131114093554 ACCESSION NUMBER: 0001286207-13-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN INVESTMENT LLC CENTRAL INDEX KEY: 0001286207 IRS NUMBER: 870623442 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10869 FILM NUMBER: 131217145 BUSINESS ADDRESS: STREET 1: P.O. BOX 71279 CITY: SALT LAKE CITY STATE: UT ZIP: 84171-0279 BUSINESS PHONE: 801-568-1400 MAIL ADDRESS: STREET 1: P.O. BOX 71279 CITY: SALT LAKE CITY STATE: UT ZIP: 84171-0279 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001286207 XXXXXXXX 09-30-2013 09-30-2013 Western Investment LLC
P.O. Box 71279 Salt Lake City UT 84171-0279
13F HOLDINGS REPORT 028-10869 N
Arthur Lipson Managing Member 801-568-1400 /s/Arthur Lipson Salt Lake City UT 11-06-2013 0 27 23209 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALLIANCEBERNSTEIN INCOME FUNCOM01881E10122431811SHSOLE 3181100ALLIANZGI EQUITY & CONV INCOCOM01882910120010757SHSOLE 1075700ALPINE TOTAL DYNAMIC DIVID FCOM SBI02106010815338000SHSOLE 3800000AMERICAN STRATEGIC INCOME IICOM03009T10121831448SHSOLE 3144800AMERN STRATEGIC INCOME PTFLCOM03009910515418986SHSOLE 1898600BLACKROCK CR ALLCTN INC TRCOM09250810093371562SHSOLE 7156200BLACKROCK ENHANCED EQT DIV TCOM09251A1048711507SHSOLE 1150700BOULDER GROWTH & INCOME FD ICOM1015071018511100SHSOLE 1110000CENTRAL SECS CORPCOM15512310250121369SHSOLE 2136900COHEN & STEERS DIV MJRS FDINCOM19248G10613710001SHSOLE 1000100DYNEX CAP INCCOM NEW26817Q50630935185SHSOLE 3518500FEDERATED ENHANC TREAS INCMCOM SH BEN INT31416210828221900SHSOLE 2190000GABELLI GLOBL UTIL & INCOMECOM SH BEN INT36242L10524112266SHSOLE 1226600ISHARESMSCI AUST ETF46428610390435786SHSOLE 3578600MVC CAPITAL INCCOM55382910210701819378SHSOLE 81937800NEWCASTLE INVT CORPCOM65105M10819133900SHSOLE 3390000NUVEEN DIV ADV MUNI FD 3COM SH BEN INT67070X10175059024SHSOLE 5902400NUVEEN DIV ADVANTAGE MUN FDCOM67070F100116990147SHSOLE 9014700NUVEEN DIVER CURRENCY OPPORCOM67090N1092668254540SHSOLE 25454000NUVEEN MUN ADVANTAGE FD INCCOM67062H10653542783SHSOLE 4278300NUVEEN MUN MKT OPPORTUNITY FCOM67062W10320716883SHSOLE 1688300NUVEEN QUALITY INCOME MUN FDCOM67097710717313741SHSOLE 1374100POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10739818400SHSOLE 1840000ROYCE FOCUS TRCOM78080N10818125106SHSOLE 2510600SPECIAL OPPORTUNITIES FD INCCOM84741T10479144893SHSOLE 4489300TIPTREE FINL INCCL A88822Q103794105124SHSOLE 10512400WINTHROP RLTY TRSH BEN INT NEW97639130022320000SHSOLE 2000000