0001243786-23-000156.txt : 20231208 0001243786-23-000156.hdr.sgml : 20231208 20231208172330 ACCESSION NUMBER: 0001243786-23-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231206 FILED AS OF DATE: 20231208 DATE AS OF CHANGE: 20231208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Rourke James Calvin CENTRAL INDEX KEY: 0001453221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 231476385 MAIL ADDRESS: STREET 1: C/O THE MOSAIC COMPANY STREET 2: 101 EAST KENNEDY BLVD., SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 813-775-4200 MAIL ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 4 1 wk-form4_1702074199.xml FORM 4 X0508 4 2023-12-06 0 0001285785 MOSAIC CO MOS 0001453221 O'Rourke James Calvin C/O THE MOSAIC COMPANY 101 EAST KENNEDY BLVD., SUITE 2500 TAMPA FL 33602 1 1 0 0 CEO 0 Common Stock 2023-12-06 4 G 0 49917 0 D 620 I 2022 GRAT 2B dated April 22, 2022 Common Stock 2023-12-06 4 G 0 49917 0 A 606500 D Common Stock 61875 I 2022 GRAT 2A dated April 22, 2022 Common Stock 3000 I Reporting Person's Spouse Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 33706 33706 D Stock Option (Right to Buy) 50.43 2025-03-05 Common Stock 37306 37306 D Stock Option (Right to Buy) 28.49 2026-03-03 Common Stock 179211 179211 D Stock Option (Right to Buy) 30.42 2027-03-02 Common Stock 168180 168180 D Restricted Stock Units 0 2024-03-04 Common Stock 83418 83418 D Restricted Stock Units 0 2025-03-03 Common Stock 56773 56773 D Restricted Stock Units 0 2026-03-09 Common Stock 63951 63951 D On December 6, 2023, the reporting person indirectly held 50,537 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2022 GRAT 2B dated April 22, 2022"). On that date, 49,917 of the shares were distributed by 2022 GRAT 2B dated April 22, 2022 to the reporting person in satisfaction of an annuity to the reporting person. This Stock Option is 100% exercisable. One-for-One Not Applicable /s/ Philip E. Bauer, Attorney-in-Fact for James C. O'Rourke 2023-12-08