0001243786-20-000006.txt : 20200214 0001243786-20-000006.hdr.sgml : 20200214 20200214152103 ACCESSION NUMBER: 0001243786-20-000006 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Rourke James Calvin CENTRAL INDEX KEY: 0001453221 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 20618648 MAIL ADDRESS: STREET 1: C/O THE MOSAIC COMPANY STREET 2: 101 EAST KENNEDY BLVD., SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 813-775-4200 MAIL ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 5 1 wf-form5_158171164659458.xml FORM 5 X0306 5 2019-12-31 0 0 0 0001285785 MOSAIC CO MOS 0001453221 O'Rourke James Calvin C/O THE MOSAIC COMPANY 101 EAST KENNEDY BLVD., SUITE 2500 TAMPA FL 33602 1 1 0 0 President & CEO Common Stock 2019-04-11 5 G 0 158345 0 D 10000 D Common Stock 2019-04-11 5 G 0 158345 0 A 158345 I By 2019 GRAT dated April 1, 2019 Common Stock 3000 I Reporting Person's Spouse Stock Option (Right to Buy) 44.93 2020-07-27 Common Stock 20259.0 20259 D Stock Option (Right to Buy) 70.62 2021-07-21 Common Stock 16150.0 16150 D Stock Option (Right to Buy) 57.62 2022-07-19 Common Stock 27681.0 27681 D Stock Option (Right to Buy) 54.03 2023-07-18 Common Stock 29987.0 29987 D Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 33706.0 33706 D Stock Option (Right to Buy) 50.43 2025-03-05 Common Stock 37306.0 37306 D Stock Option (Right to Buy) 28.49 2026-03-03 Common Stock 179211.0 179211 D Stock Option (Right to Buy) 30.42 2027-03-02 Common Stock 168180.0 168180 D Restricted Stock Units 0.0 2021-03-08 Common Stock 68401.0 68401 D Restricted Stock Units 0.0 2022-03-07 Common Stock 82378.0 82378 D This transaction involved a gift of securities by the reporting person to a grantor retained annuity trust effective as of April 1, 2019, for his benefit ("2019 GRAT"). The reporting person serves as trustee of the 2019 GRAT. This Stock Option is 100% exercisable. Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. One-for-One Not Applicable /s/ Mark J. Isaacson, Attorney-in-Fact for James C. O'Rourke 2020-02-14