0001243786-20-000006.txt : 20200214
0001243786-20-000006.hdr.sgml : 20200214
20200214152103
ACCESSION NUMBER: 0001243786-20-000006
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Rourke James Calvin
CENTRAL INDEX KEY: 0001453221
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32327
FILM NUMBER: 20618648
MAIL ADDRESS:
STREET 1: C/O THE MOSAIC COMPANY
STREET 2: 101 EAST KENNEDY BLVD., SUITE 2500
CITY: TAMPA
STATE: FL
ZIP: 33602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOSAIC CO
CENTRAL INDEX KEY: 0001285785
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 201026454
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 EAST KENNEDY BLVD.
STREET 2: SUITE 2500
CITY: TAMPA
STATE: FL
ZIP: 33602
BUSINESS PHONE: 813-775-4200
MAIL ADDRESS:
STREET 1: 101 EAST KENNEDY BLVD.
STREET 2: SUITE 2500
CITY: TAMPA
STATE: FL
ZIP: 33602
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC
DATE OF NAME CHANGE: 20040401
5
1
wf-form5_158171164659458.xml
FORM 5
X0306
5
2019-12-31
0
0
0
0001285785
MOSAIC CO
MOS
0001453221
O'Rourke James Calvin
C/O THE MOSAIC COMPANY
101 EAST KENNEDY BLVD., SUITE 2500
TAMPA
FL
33602
1
1
0
0
President & CEO
Common Stock
2019-04-11
5
G
0
158345
0
D
10000
D
Common Stock
2019-04-11
5
G
0
158345
0
A
158345
I
By 2019 GRAT dated April 1, 2019
Common Stock
3000
I
Reporting Person's Spouse
Stock Option (Right to Buy)
44.93
2020-07-27
Common Stock
20259.0
20259
D
Stock Option (Right to Buy)
70.62
2021-07-21
Common Stock
16150.0
16150
D
Stock Option (Right to Buy)
57.62
2022-07-19
Common Stock
27681.0
27681
D
Stock Option (Right to Buy)
54.03
2023-07-18
Common Stock
29987.0
29987
D
Stock Option (Right to Buy)
49.73
2024-03-07
Common Stock
33706.0
33706
D
Stock Option (Right to Buy)
50.43
2025-03-05
Common Stock
37306.0
37306
D
Stock Option (Right to Buy)
28.49
2026-03-03
Common Stock
179211.0
179211
D
Stock Option (Right to Buy)
30.42
2027-03-02
Common Stock
168180.0
168180
D
Restricted Stock Units
0.0
2021-03-08
Common Stock
68401.0
68401
D
Restricted Stock Units
0.0
2022-03-07
Common Stock
82378.0
82378
D
This transaction involved a gift of securities by the reporting person to a grantor retained annuity trust effective as of April 1, 2019, for his benefit ("2019 GRAT"). The reporting person serves as trustee of the 2019 GRAT.
This Stock Option is 100% exercisable.
Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
One-for-One
Not Applicable
/s/ Mark J. Isaacson, Attorney-in-Fact for James C. O'Rourke
2020-02-14