0001243786-15-000111.txt : 20150602 0001243786-15-000111.hdr.sgml : 20150602 20150602133255 ACCESSION NUMBER: 0001243786-15-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150602 DATE AS OF CHANGE: 20150602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACK RICHARD L CENTRAL INDEX KEY: 0001301451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 15906243 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 4 1 wf-form4_143326636498794.xml FORM 4 X0306 4 2015-06-01 0 0001285785 MOSAIC CO MOS 0001301451 MACK RICHARD L C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 0 1 0 0 EVP, Chief Financial Officer Common Stock 2015-06-01 4 M 0 9582 17.29 A 88334 D Common Stock 2015-06-01 4 S 0 9582 45.4431 D 78752 D Stock Option (Right to Buy) 17.29 2015-06-01 4 M 0 9582 0 D 2015-08-01 Common Stock 9582.0 0 D Stock Option (Right to Buy) 15.45 2016-08-04 Common Stock 47319.0 47319 D Stock Option (Right to Buy) 40.03 2017-08-02 Common Stock 19368.0 19368 D Stock Option (Right to Buy) 127.21 2018-07-31 Common Stock 5486.0 5486 D Stock Option (Right to Buy) 52.72 2019-07-27 Common Stock 10216.0 10216 D Stock Option (Right to Buy) 44.93 2020-07-27 Common Stock 15194.0 15194 D Stock Option (Right to Buy) 70.62 2021-07-21 Common Stock 10767.0 10767 D Restricted Stock Units 0.0 2015-07-19 Common Stock 6942.0 6942 D Stock Option (Right to Buy) 57.62 2022-07-19 Common Stock 17483.0 17483 D Restricted Stock Units 0.0 2016-07-18 Common Stock 7403.0 7403 D Stock Option (Right to Buy) 54.03 2023-07-18 Common Stock 18939.0 18939 D Restricted Stock Units 0.0 2017-03-07 Common Stock 8043.0 8043 D Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 21288.0 21288 D Stock Option (Right to Buy) 50.43 2025-03-05 Common Stock 24249.0 24249 D Restricted Stock Units 0.0 Common Stock 21949.0 21949 D The stock option exercise and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015, relating to reporting person's stock options that are expiring on August 1, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.16 to $45.935, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4. This Stock Option is 100% exercisable. One-for-One Not Applicable Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. Grant Date 5/14/2015; restricted stock units vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. /s/ Mark J. Isaacson, Attorney-in-Fact for Richard L. Mack 2015-06-02