0001243786-15-000111.txt : 20150602
0001243786-15-000111.hdr.sgml : 20150602
20150602133255
ACCESSION NUMBER: 0001243786-15-000111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150601
FILED AS OF DATE: 20150602
DATE AS OF CHANGE: 20150602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOSAIC CO
CENTRAL INDEX KEY: 0001285785
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 201026454
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
BUSINESS PHONE: 7635772700
MAIL ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC
DATE OF NAME CHANGE: 20040401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MACK RICHARD L
CENTRAL INDEX KEY: 0001301451
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32327
FILM NUMBER: 15906243
MAIL ADDRESS:
STREET 1: THE MOSAIC COMPANY
STREET 2: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
4
1
wf-form4_143326636498794.xml
FORM 4
X0306
4
2015-06-01
0
0001285785
MOSAIC CO
MOS
0001301451
MACK RICHARD L
C/O THE MOSAIC COMPANY
3033 CAMPUS DRIVE, SUITE E490
PLYMOUTH
MN
55441
0
1
0
0
EVP, Chief Financial Officer
Common Stock
2015-06-01
4
M
0
9582
17.29
A
88334
D
Common Stock
2015-06-01
4
S
0
9582
45.4431
D
78752
D
Stock Option (Right to Buy)
17.29
2015-06-01
4
M
0
9582
0
D
2015-08-01
Common Stock
9582.0
0
D
Stock Option (Right to Buy)
15.45
2016-08-04
Common Stock
47319.0
47319
D
Stock Option (Right to Buy)
40.03
2017-08-02
Common Stock
19368.0
19368
D
Stock Option (Right to Buy)
127.21
2018-07-31
Common Stock
5486.0
5486
D
Stock Option (Right to Buy)
52.72
2019-07-27
Common Stock
10216.0
10216
D
Stock Option (Right to Buy)
44.93
2020-07-27
Common Stock
15194.0
15194
D
Stock Option (Right to Buy)
70.62
2021-07-21
Common Stock
10767.0
10767
D
Restricted Stock Units
0.0
2015-07-19
Common Stock
6942.0
6942
D
Stock Option (Right to Buy)
57.62
2022-07-19
Common Stock
17483.0
17483
D
Restricted Stock Units
0.0
2016-07-18
Common Stock
7403.0
7403
D
Stock Option (Right to Buy)
54.03
2023-07-18
Common Stock
18939.0
18939
D
Restricted Stock Units
0.0
2017-03-07
Common Stock
8043.0
8043
D
Stock Option (Right to Buy)
49.73
2024-03-07
Common Stock
21288.0
21288
D
Stock Option (Right to Buy)
50.43
2025-03-05
Common Stock
24249.0
24249
D
Restricted Stock Units
0.0
Common Stock
21949.0
21949
D
The stock option exercise and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015, relating to reporting person's stock options that are expiring on August 1, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.16 to $45.935, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
This Stock Option is 100% exercisable.
One-for-One
Not Applicable
Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
Grant Date 5/14/2015; restricted stock units vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
/s/ Mark J. Isaacson, Attorney-in-Fact for Richard L. Mack
2015-06-02