0001772016-23-000008.txt : 20230203 0001772016-23-000008.hdr.sgml : 20230203 20230203171558 ACCESSION NUMBER: 0001772016-23-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIN ELLIOT JR CENTRAL INDEX KEY: 0001285613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39093 FILM NUMBER: 23587299 MAIL ADDRESS: STREET 1: C/ COMMONWEALTH CAPITAL PARTNERS STREET 2: 444 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BELLRING BRANDS, INC. CENTRAL INDEX KEY: 0001772016 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 834096323 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2503 S. HANLEY ROAD CITY: ST. LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 314-644-6400 MAIL ADDRESS: STREET 1: 2503 S. HANLEY ROAD CITY: ST. LOUIS STATE: MO ZIP: 63144 4 1 wf-form4_167546253521350.xml FORM 4 X0306 4 2023-02-01 0 0001772016 BELLRING BRANDS, INC. BRBR 0001285613 STEIN ELLIOT JR C/O BELLRING BRANDS, INC. 2503 S. HANLEY ROAD ST. LOUIS MO 63144 1 0 0 0 Common Stock 2023-02-01 4 A 0 3800 0 A 23385 D Common Stock 2535 I By Trust Each restricted stock unit represents a contingent right to receive one share of BellRing Brands, Inc. common stock granted under the BellRing Brands, Inc. 2019 Long-Term Incentive Plan. The restricted stock units vest in full on the first anniversary of the date of grant subject to the terms of the award agreement. In connection with the transactions under the transaction agreement and plan of merger entered into on October 26, 2021, as amended on February 28, 2022, whereby BellRing Intermediate Holdings, Inc. (formerly known as BellRing Brands, Inc.) ("Old BellRing") merged with a subsidiary of Issuer and each outstanding share of Old BellRing Class A common stock was converted into one share of Issuer common stock and $2.97 in cash (the "Cash Consideration" and such transactions the "Transactions"), awards under the Old BellRing 2019 Long-Term Incentive Plan were adjusted to account for the Cash Consideration paid to holders of Old Bell Ring common stock in the Transactions. The amount of securities beneficially owned following the reported transaction includes 34 additional RSUs received in connection with such adjustment that we inadvertently omitted from Reporting Person's May 16, 2022 Form 4 filing, which RSUs are subject to the same vesting terms as the underlying awards. /s/ Craig L. Rosenthal, Attorney-in-Fact 2023-02-03