0000950170-24-086032.txt : 20240724 0000950170-24-086032.hdr.sgml : 20240724 20240724160511 ACCESSION NUMBER: 0000950170-24-086032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240722 FILED AS OF DATE: 20240724 DATE AS OF CHANGE: 20240724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIN ELLIOT JR CENTRAL INDEX KEY: 0001285613 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22481 FILM NUMBER: 241138096 MAIL ADDRESS: STREET 1: C/ COMMONWEALTH CAPITAL PARTNERS STREET 2: 444 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Senior Floating Rate Fund Inc. CENTRAL INDEX KEY: 0001502573 ORGANIZATION NAME: IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 ownership.xml 4 X0508 4 2024-07-22 0001502573 Apollo Senior Floating Rate Fund Inc. AFT 0001285613 STEIN ELLIOT JR C/O APOLLO SENIOR FLOATING RATE FUND INC., 9 WEST 57TH STREET NEW YORK NY 10019 true false false false false Common Stock 2024-07-22 4 D false 700 D 0 D Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share. /s/ Elliot Stein, Jr. 2024-07-24