0001534424-17-000015.txt : 20170103 0001534424-17-000015.hdr.sgml : 20170103 20170103165646 ACCESSION NUMBER: 0001534424-17-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170103 DATE AS OF CHANGE: 20170103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRI INTERVENTIONS, INC. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9499006833 MAIL ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pizzo Philip A. CENTRAL INDEX KEY: 0001574286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34822 FILM NUMBER: 17502495 MAIL ADDRESS: STREET 1: ONE COMMERCE STREET STREET 2: SUITE 2550 CITY: MEMPHIS STATE: TN ZIP: 38103 4 1 pizzo.xml OWNERSHIP DOCUMENT X0306 4 2016-12-30 0 0001285550 MRI INTERVENTIONS, INC. MRIC 0001574286 Pizzo Philip A. C/O MRI INTERVENTIONS, INC. 5 MUSICK IRVINE, CA 92618 1 0 0 0 Common Stock 2016-12-30 4 A 0 2370 2.64 A 5625 I By Philip and Margaret Pizzo Living Trust Common Stock 239 D These shares were issued pursuant to the issuer's Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $2.64 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended December 30, 2016. /s/ Richard F. Mattern, by Power of Attorney for Philip A. Pizzo 2017-01-03