0001209191-23-030865.txt : 20230519 0001209191-23-030865.hdr.sgml : 20230519 20230519064118 ACCESSION NUMBER: 0001209191-23-030865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENN ARTHUR H CENTRAL INDEX KEY: 0001284937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00736 FILM NUMBER: 23937886 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP CENTRAL INDEX KEY: 0001383414 IRS NUMBER: 208250744 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pennant Investment CORP DATE OF NAME CHANGE: 20061229 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Private Capital CORP DATE OF NAME CHANGE: 20061212 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-18 0 0001383414 PENNANTPARK INVESTMENT CORP PNNT 0001284937 PENN ARTHUR H 1691 MICHIGAN AVENUE MIAMI BEACH FL 33139 1 1 0 1 Chairman and CEO Investment Adviser 0 Common Stock 2023-05-18 4 P 0 24000 5.5927 A 1113423 I By PennantPark Investment Advisers, LLC Common Stock 193410 D Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. /s/ Arthur H. Penn 2023-05-19