0000899243-18-004408.txt : 20180216
0000899243-18-004408.hdr.sgml : 20180216
20180216160525
ACCESSION NUMBER: 0000899243-18-004408
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180216
DATE AS OF CHANGE: 20180216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENN ARTHUR H
CENTRAL INDEX KEY: 0001284937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00891
FILM NUMBER: 18621205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd.
CENTRAL INDEX KEY: 0001504619
IRS NUMBER: 273794690
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 905-1000
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc.
DATE OF NAME CHANGE: 20101029
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-15
1
0001504619
PennantPark Floating Rate Capital Ltd.
PFLT
0001284937
PENN ARTHUR H
590 MADISON AVENUE
15TH FLOOR
NEW YORK
NY
10022
1
1
0
1
Chairman and CEO
Investment Adviser
Common Stock
2018-02-15
4
P
0
8500
12.81
A
184709
I
By Pennant Park Investment Advisers LLC
Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.
/s/ Arthur H. Penn
2018-02-16