EX-4.9 10 exhbiti49.htm EXHIBIT 4.9 exhbiti49.htm
 
EXECUTION VERSION
INTELLECTUAL PROPERTY SECURITY AGREEMENT
 
This INTELLECTUAL PROPERTY SECURITY AGREEMENT (as amended, amended and restated, supplemented or otherwise modified from time to time, the “IP Security Agreement”) dated June 9, 2008, is made by Ply Gem Industries, Inc., a Delaware corporation (the “Specified U.S. Borrower”), Ply Gem Holdings, Inc., a Delaware Corporation (“Holdings”) and the Subsidiaries of the Specified U.S. Borrower listed on the Annex hereto (the “Subsidiaries”, and together with the Specified U.S. Borrower and Holdings, the “Grantors”) in favor of General Electric Capital Corporation, as collateral agent (the “Collateral Agent”) for the Secured Parties (as defined in the Credit Agreement referred to below).
 
WHEREAS, The Specified U.S. Borrower and the other Loan Parties party thereto have entered into a Credit Agreement dated as of June 9, 2008 (as amended, amended and restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), with Credit Suisse, as Administrative Agent, and the Lenders party thereto.  Terms defined in the Credit Agreement and not otherwise defined herein are used herein as defined in the Credit Agreement.
 
WHEREAS, as a condition precedent to the making of Loans and the issuance of Letters of Credit by the Lender Parties under the Credit Agreement and the entry into Secured Hedge Agreements by the Hedge Banks and the entry into Secured Cash Management Agreements by the Cash Management Banks from time to time, each Grantor has executed and delivered that certain Security Agreement dated June 9, 2008, made by the Grantors to the Collateral Agent (as amended, amended and restated, supplemented or otherwise modified from time to time, the “Security Agreement”).
 
WHEREAS, under the terms of the Security Agreement, the Grantors have granted to the Administrative Agent, for the ratable benefit of the Secured Parties, a security interest in, among other property, certain intellectual property of the Grantors, and have agreed as a condition thereof to execute this IP Security Agreement for recording with the U.S. Patent and Trademark Office, the United States Copyright Office, the Canadian Intellectual Property Office and other governmental authorities.
 
NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, each Grantor agrees as follows:
 
SECTION 1.  Grant of Security.  Each Grantor hereby grants to the Administrative Agent for the ratable benefit of the Secured Parties a security interest in all of such Grantor’s right, title and interest in and to the following (the “Collateral”):
 
 
the patents and patent applications set forth in Schedule A hereto (the “Patents”);
 
 
(b) the trademark and service mark registrations and applications set forth in Schedule B hereto (provided that no security interest shall be granted in any trademark, whether registered, unregistered or applied for, to the extent that, and solely during the period in which, the grant of a security interest therein would impair the validity or
 

 
 

 
enforceability of such trademark under applicable federal law), together with the goodwill symbolized thereby (the “Trademarks”);
 
 
(c) all copyrights, whether registered or unregistered, now owned or hereafter acquired by such Grantor, including, without limitation, the copyright registrations and applications and exclusive copyright licenses set forth in Schedule C hereto (the “Copyrights”);
 
 
(d) all reissues, divisions, continuations, continuations-in-part, extensions, renewals and reexaminations of any of the foregoing, all rights in the foregoing provided by international treaties or conventions, all rights corresponding thereto throughout the world and all other rights of any kind whatsoever of such Grantor accruing thereunder or pertaining thereto;
 
 
(e) any and all claims for damages and injunctive relief for past, present and future infringement, dilution, misappropriation, violation, misuse or breach with respect to any of the foregoing, with the right, but not the obligation, to sue for and collect, or otherwise recover, such damages; and
 
 
(f) any and all proceeds of, collateral for, income, royalties and other payments now or hereafter due and payable with respect to, and supporting obligations relating to, any and all of the Collateral of or arising from any of the foregoing.
 
SECTION 2.  Security for Obligations.  The grant of a security interest in, the Collateral by each Grantor under this IP Security Agreement secures the payment of all Secured Obligations of such Grantor now or hereafter existing under or in respect of the Loan Documents.  Without limiting the generality of the foregoing, this IP Security Agreement secures, as to each Grantor, the payment of all amounts that constitute part of the Secured Obligations and that would be owed by such Grantor to any Secured Party under the Loan Documents but for the fact that such Secured Obligations are unenforceable or not allowable due to the existence of a bankruptcy, reorganization or similar proceeding involving a Loan Party.
 
SECTION 3.  Recordation.  Each Grantor authorizes and requests that the Register of Copyrights, the Commissioner for Patents and the Commissioner for Trademarks and any other applicable government officer record this IP Security Agreement.
 
SECTION 4.  Execution in Counterparts.  This IP Security Agreement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement.
 
SECTION 5.  Grants, Rights and Remedies.  This IP Security Agreement has been entered into in conjunction with the provisions of the Security Agreement.  Each Grantor does hereby acknowledge and confirm that the grant of the security interest hereunder to, and the rights and remedies of, the Administrative Agent with respect to the Collateral are more fully set forth in the Security Agreement, the terms and provisions of which are incorporated herein by reference as if fully set forth herein.
 

 
-2-

SECTION 6.  Governing Law.  This IP Security Agreement shall be governed by, and construed in accordance with, the laws of the State of New York.
 
Reference is made to the Lien Subordination and Intercreditor Agreement dated as of June 9, 2008, among General Electric Capital Corporation, as Collateral Agent for the Revolving Facility Secured Parties referred to therein, U.S. Bank National Association, as Trustee and as Noteholder Collateral Agent, Ply Gem Holdings, Inc., Ply Gem Industries, Inc. and the subsidiaries of Ply Gem Industries, Inc. named therein (the “Intercreditor Agreement”).  Notwithstanding any other provision contained herein, this Agreement, the Liens created hereby and the rights, remedies, duties and obligations provided for herein are subject in all respects to the provisions of the Intercreditor Agreement and, to the extent provided therein, the applicable Senior Secured Obligations Security Documents (as defined in the Intercreditor Agreement).  In the event of any conflict or inconsistency between the provisions of this Agreement and the Intercreditor Agreement, the provisions of the Intercreditor Agreement shall control.
 
[Remainder of Page Intentionally Blank]
 

 
-3-
 

IN WITNESS WHEREOF, each Grantor has caused this IP Security Agreement to be duly executed and delivered by its officer thereunto duly authorized as of the date first above written.
 

PLY GEM INDUSTRIES, INC.,
by
   
 
Name:
 
Title:


PLY GEM HOLDINGS, INC.,
By
   
 
Name:
 
Title:


EACH OF THE SUBSIDIARIES LISTED ON SCHEDULE I HERETO,
by
   
 
Name:
 
Title:



 
-4-
 

Schedule I
 
Alcoa Home Exteriors, Inc.
Alenco Building Products Management, L.L.C.
Alenco Extrusion GA, L.L.C.
Alenco Extrusion Management, L.L.C.
Alenco Holding Corporation
Alenco Interests, L.L.C.
Alenco Trans, Inc.
Alenco Window GA, L.L.C.
Aluminum Scrap Recycle, L.L.C.
AWC Arizona, Inc.
AWC Holding Company
Glazing Industries Management, L.L.C.
Great Lakes Window, Inc.
Kroy Building Products, Inc.
MW Manufacturers Inc.
MWM Holding, Inc.
Napco, Inc.
New Alenco Extrusion, Ltd.
New Alenco Window, Ltd.
New Glazing Industries, Ltd.
Ply Gem Pacific Windows Corporation
Variform, Inc.

 

Doc#: US1:5236231v6
 
 
 

Schedule A to IP Intellectual Property
 
(Patents)
PATENTS:
 
GREAT LAKES WINDOW, INC.
 
Patent No.
Serial No.
Country
       
SINGLE HUNG WINDOW
D365,883
22669
USA
       
FOLDAWAY WINDOW CRANK HANDLE WITH A HANDLE RETENTION SPRING
5400473
08/112268
USA
       
INSULATED PLASTIC FRAME FOR DOORS, WINDOWS AND THE LIKE
4516356
06/561304
USA

 
KROY BUILDING PRODUCTS, INC.

BRACKET ASSEMBLY FOR CONNECTING RAILS OF VARIOUS  CONFIGURATIONS TO A SUPPORT STRUCTURE
6,948,704
10/361,150
USA
       
CAP AND MOUNTING SYSTEM FOR A FENCE SYSTEM
5,660,376
08/670,941
USA
       
DECK SYSTEM WITH DECK CLIP
6,314,699
09/232,330
USA
       
EXTERIOR SURFACE OF A FENCE RAIL
D461,568
29/127,194
USA
       
FENCE PANEL
D503,000
29/172,295
USA
       
FENCE PANEL
D454,964
29/138,098
USA
       
FENCE PANEL
D454,965
29/138,099
USA
       
FENCE PANEL
D455,220
29/138,095
USA
       
FENCE PANEL
D455,502
29/138,094
USA
       
FENCE PANEL
D454,963
29/138,093
USA
       
FENCE PLANK
D405,546
29/073,566
USA
       
FENCE PLANK
D405,545
29/066,946
USA
       
FENCE RAIL
D446,315
29/138,263
USA
       
FENCE RAIL
D487,158
29/156,731
USA
       
FENCE SYSTEM
5,988,599
08/808,981
USA
       
FENCE SYSTEM
6,202,987
09/435,418
USA
       
FENCE SYSTEM WITH VARIABLE POSITION RAIL
6,755,394
10/267,436
USA
       
INTERIOR AND EXTERIOR SURFACE OF A FENCE PANEL
D487,160
29/182,668
USA    
 
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INTERIOR AND EXTERIOR SURFACE OF A FENCE RAIL
D490,543
29/154,430
USA
       
METHOD OF ASSEMBLING A FENCE
6,041,486
09/238,754
USA
       
MOUNTING CLIP WITH LOCKING FEATURE
6,682,056
09/699,716
USA
       
RAIL ATTACHMENT BRACKET WITH SNAP-ON COVER
5,873,671
08/802,129
USA
       
RAIL BRACKET MOUNTING SYSTEM WITH LOCKING PIN
6,993,843
10/818,632
USA
       
METHOD FOR CONNECTING RAILS OF VARIOUS CONFIGURATIONS TO SUPPORT STRUCTURE
Application
11/236,107
USA
       
METHOD FOR ATTACHING A FENCE RAIL TO A SUPPORT
7,007,363
10/824,707
USA
       
FENCE PANEL
Application
29/225,481
USA
       
RAIL BRACKET MOUNTING SYSTEM WITH LOCKING PIN
7,048,259
10/165,177
USA
       
FENCE RAIL CAP BRACKET ASSEMBLY
6,893,008
10/277,712
USA
       
FENCE SYSTEM
  
11/650,307
USA
       
FENCE SYSTEM WITH VARIABLE POSITION RAIL
6,460,829
09/232,118
USA
       
DECORATIVE COVER FOR POSTS
5,853,167
08/808,980
USA
       
FENCING SYSTEM WITH MOUNTING CLIPS
5,556,079
08/432,936
USA
       
FENCE PANEL
D 565,747
29/225,481
USA
       
FENCE PANEL WITH INTERLOCK
Application
11/071,486
USA
       
METHOD FOR CONNECTING RAILS OF VARIOUS CONFIGURATIONS TO A SUPPORT STRUCTURE
Application
11/236,107
USA
       
METHOD OF FORMING A BARRIER
Application
11/124,605
USA
       
RAIL ATTACHMENT BRACKET WITH SNAP-ON COVER
2,229,829
2,229,829
CANADA


VARIFORM, INC.
       
METHOD AND APPARATUS FOR CREATING CONTROLLED COLOR PATTERNS IN FORMED VINYL SHEET ARTICLE
5,053,176
07/430,571
USA
       
METHOD AND APPARATUS FOR CREATING RANDOM SHADOW PATTERNS IN VINYL SHEET PARTICLE
4,352,771
06/254,632
USA
       
METHOD FOR EXTRUDING AND PRODUCT OF THE METHOD
Application
10/620,545
USA
       
MOBILE HOME SKIRTING SYSTEM
4,549,378
06/503,715
USA
       
MOBILE HOME SKIRTING SYSTEM
4,400,919
06/255,302
USA

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PERIMETER SKIRTING FOR ELEVATED STRUCTURES
D402,063
29/078,516
USA
       
PERIMETER SKIRTING FOR ELEVATED STRUCTURES
D404,504
29/078,511
USA
       
SIDING INTERLOCK PANEL
D382,351
29/048,918
USA
       
SIDING PANEL
6,341,463
09/420,448
USA
       
SIDING PANEL WITH INTERLOCK
6,341,464
09/518,868
USA
       
SIDING PANEL WITH INTERLOCK
6,065,260
09/053,475
USA
       
VERTICAL HEIGHT IMPACT TESTING APPARATUS
6,523,391
09/877,812
USA
       
VINYL SHEET ARTICLE PRESENTING STRIATED COLOR PATTERNS AND METHOD OF MAKING THE SAME
5,232,751
07/712,552
USA
       
VINYL SIDING TRANSPORT RACK AND METHOD OF CONSTRUCTION
6,604,897
09/949,422
USA
       
MOBILE HOME SKIRTING SYSTEM
4,843,793
07/172,984
USA
       
APPARATUS AND METHOD FOR ADJUSTING COMPONENT FEATURES
  
11/227,309
USA
       
PROTECT ARRANGEMENT
6558070
09/856,577
USA
       
PROTECTIVE STRUCTURE
6455127
09/284,282
USA
       
BAG SEALER AYERS RALPH L
3621539
05/7,015,005
USA
       

ALCOA HOME EXTERIORS, INC.
EXTRUDED UTILITY TRIM FOR SIDING AND SOFFIT
D361,138
29/027,811
USA
       
BRACKET FOR MOUNTING A FIXTURE ON A WALL
4,726,152
06/934,503
USA
       
INTERNALLY FLASHED SIDING CHANNEL
5,303,522
08/065623
USA
       
TRIM ASSEMBLY FOR FINISHING A FIXTURE ON A BUILDING EXTERIOR
5,526,619
08/350313
USA
       
METHOD AND APPARATUS FOR COATING STRIP MATERIAL AND ORNAMENTALLY COATED MATERIAL PRODUCED THEREBY
5,565,260
08/427475
USA
       
PLURAL EXTRUDER METHOD FOR MAKING A COMPOSITE BUILDING PANEL
5,565,056
08/440568
USA
       
LAMINATED BUILDING PANEL AND METHOD FOR ITS PRODUCTION
5,633,063
08/511082
USA
       
SHUTTER ASSEMBLY
5,924,255
09/008035
USA
       
MOLDED PLASTIC SIDING PANEL
6,224,701
09/392004
USA

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MOLDED PLASTIC SIDING PANEL
6,421,975
09/766024
USA
       
PLASTIC SIDING PANEL
6,715,250
10/186,939
USA
       
LAMINATED BUILDING PANELS HAVING PRESELECTED COLORS
Application
10/817,604
USA
       
MOLDED PLASTIC SIDING PANEL
Application
60/738,282
USA
       
WIND RESISTANT SIDING PANEL
Application
10/833,785
USA
       
SHIM FOR USING SIDING APPLICATION
Application
10/833,468
USA
       
GUTTER GUARD
7,143,549
10/635,830
USA
       
GUTTER SHIELD
6,944,992
10/780,198
USA
       
EAVES TROUGH WITH A GUTTER SHIELD
6,786,008
10/261,043
USA
       
GUTTER SHIELD
6,427,388
09/853,555
USA
       
WIND RESISTANT SIDING PANEL
  
CA2505302
CANADA
       
TRIM ASSEMBLY FOR FINISHING A FIXTURE ON A BUILDING EXTERIOR
  
CA2144286
CANADA
       
METHOD AND APPARATUS FOR COATING STRIP MATERIAL AND ORNAMENTALLY COATED MATERIAL PRODUCED THEREBY
  
2182560
CANADA
       
SHIM FOR USE IN SIDING APPLICATION
  
2505303
CANADA
       
LAMINATED BUILDING PANELS HAVING PRESELECTED COLORS
  
2502847
CANADA
       
MOLDED PLASTIC-SIDING PANEL
  
2316567
CANADA
       
INTERNALLY FLASHED SIDING CHANNEL
2105825
  
CANADA

 
MW MANUFACTURERS, INC.
ADJUSTABLE WINDOW CONSTRUCTION
5784840
08/771509
USA
       
DART BOARD CABINET
55211405
07/770598
USA

 
NAPCO, INC.
APPARATUS FOR HOLDING AND DISPLAYING A PLURALITY OF OBJECTS
6360890
09/649979
USA
       
STRAP CONNECTION SYSTEM
6186690
09/185159
USA
       
MULTI-CANISTER, EXTERNALLY-CONNECTED ION REMOVAL SYSTEM
4855046
07/111394
USA

 

Doc#: US1:5236231v6
 
 
 

Schedule B to IP Intellectual Property
 
(Trademarks)
 
(a)      Trademark
Registration No.
Serial No.
Country
GREAT LAKES WINDOW, INC.
      
A BEAUTIFUL WELCOME HOME
2,882,064
76/098565
USA
       
       
COLLINGVIEW
2,606,474
75/932212
USA
       
EASY-CLEAN
1,874,924
74/150026
USA
       
FIBERBEAM and design
2,752,268
76/412630
USA
       
GREAT LAKES
1,374,796
73/542409
USA
       
GREAT LAKES
  
TM13043
Ohio
       
GREAT LAKES GOLD (STYLIZED)
2,854,628
76/447,866
USA
       
HI R+PLUS
3,042,234
 76/531247
USA
       
INFINI-TRIM
2,752,313
76/421,368
USA
       
R-CORE
1,715,792
74/239986
USA
       
REGAL
3,217,986
78/891,043
USA
       
REGAL (Stylized)
626,764
71/698644
USA
       
UNIFRAME
1,865,795
74/459740
USA
       
PLYGEM LIFESTYLES
3,252,301
78/512,334
USA
       
GRANDVIEW
3,238,008
78/491,508
USA
       
SEABROOKE
3,110,445
78/512,380
USA
       
BAYSHORE
3,151,937
78/512,298
USA
       
INVISIGUARD
  
78/399,146
USA
       
LIGHTHOUSE DESIGN ONLY
2,915,263
78/264,593
USA
       
SAFE HAVEN
3,068,753
76/572,679
USA
       
EUROGLIDE
3,038,260
76/594,229
USA
       
MAXUUS
2,934,657
76/598,067
USA
       
MONITOR
2,934,544
76/579,486
USA

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R-CORE
10088
  
USA-Ohio
 
KROY BUILDING PRODUCTS, INC.
      
CLASSIC MANOR
2,464,125
75/398202
USA
       
Fence (design only)
2,837,603
76/068882
USA
       
       
Fence (design only)
2,828,960
76/279558
USA
       
FENCE BY THE YARD
2,983,510
76/389457
USA
       
FENCE RAIL
4,861,714
n/a
Utah
       
FENCE RAIL
4,861,574
n/a
Utah
       
FENCE RAIL (EXTERIOR SURFACE)
5,078,901
n/a
Utah
       
FENCE RAIL (INSIDE AND OUTSIDE SHAPE)
11678313
n/a
Texas
       
FUSION FENCE—CLASS 006, CLASS 019
2,978,460
78/197,763
USA
       
ITS A SNAP—CLASS 019
2,553,082
75/574783
USA
       
IT'S A SNAP
TMA539,643
1012769
Canada
       
KROY—CLASS 006, CLASS 019
2,896,575
76/389461
USA
       
TIMBERLAST
TMA556,636
1029067
Canada
       
TIMBERLAST—CLASS 019
  
78/290764
USA
       
TIMBERLAST—CLASS 019
2,436,296
75662170
USA
       
KROY—CLASS 006
  
78/696,843
USA
       
K—CLASS 019
  
78/701,674
USA
       
K KROY & DESIGN
  
78/701,671
USA
       
K KROY & DESIGN—CLASS 006
  
78/701,663
USA
       
K—CLASS 006
  
78/701,642
USA
       
KROY EXPRESS OUTDOOR SOLUTIONS—CLASS 006
  
78/700,855
USA
       
KROY EXPRESS OUTDOOR SOLUTIONS—CLASS 006
  
78/700,845
USA
       
ASSURANCE OUTDOOR SOLUTIONS—CLASS 006
  
78/700,840
USA
       
ASSURANCE OUTDOOR SOLUTIONS—CLASS 019
  
78/700,836
USA
       
KROY—CLASS 035
3,126,545
78/696,838
USA

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KROY—CLASS 042
  
78/696,835
USA
       
KROY—CLASS 016
  
78/696,831
USA
       
TIMBERLOCK—CLASS 020
  
78/420,774
USA
 
NAPCO, INC.
      
A LIFETIME OF BEAUTY
2,556,213
78/078288
USA
       
AMERICAN ’76 BEADED
2,947,787
78/315,618
USA
       
AMERICAN ACCENTS
3,102,942
78/314,096
USA
       
AMERICAN COMFORT
1,895,104
74/502947
USA
       
AMERICAN HERALD
2,457,106
75/942371
USA
       
AMERICAN HERALD
2,169,432
75/290530
USA
       
AMERICAN SPLENDOR XL
2,464,580
75/828953
USA
       
ANCHOR LOCK
2,940,998
78/312,614
USA
       
CEDAR SELECT
2,693,580
78/139789
USA
       
DURABUILT
3,093,080
76/385081
USA
       
ELUSIVENT
2,895,797
78/315,623
USA
       
MONTICELLO
1,137,575
73/164436
USA
       
NAPCO
912,193
72/357627
USA
       
NAPCO
1,687,554
74/159058
USA
       
NHC
2,593,612
76/023192
USA
       
NHC BUILDING PRODUCTS
2,670,877
76/023190
USA
       
OLDE PROVIDENCE
2,169,430
75/290528
USA
       
POWER LOCK
3,071,793
78/314,075
USA
       
RIGITUCK
2,468,449
75/828392
USA
       
SEVENTY-SIX COLLECTION
2,567,611
78/078279
USA
       
SUNNYBROOK
1,868,312
74/398064
USA
       
TUCKTIGHT
2,921,791
78/312,611
USA
       
WHAT THE BEST HOMES ARE WEARING
2,495,084
75/980888
USA
       
WHAT THE BEST HOMES ARE WEARING
2,605,289
75/828394
USA
       
XACT-FIT
2,635,868
75/708013
USA
       

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AMERICAN SPLENDOR  XL
2,997,354
78/386833
USA
       
DURAPRO
2,940,218
78/403482
USA
       
PROVIDENCE
2,989,475
78/438,592
USA
       
RIGIDMASTER
2,893,609
78/320,974
USA
       
BAG IT
19980175
  
USA-Indiana
       
 
VARIFORM, INC.
      
ACCU-LOCK
2,446,720
75/467987
USA
       
ASHTON HEIGHTS
2,893,542
78/315612
USA
       
CAMDEN POINTE
2,460,437
75/828393
USA
       
CHATEAU
1,104,337
73/130842
USA
       
CHATEAU LEGACY
2,223,916
75/365813
USA
       
CHATEAU MYSTIQUE
2,765,397
76/388342
USA
       
CHATEAU NOBILITY
2,300,667
75/417253
USA
       
CONTRACTOR'S CHOICE
2,151,221
75/044034
USA
       
DURAGRAIN
1,507,184
73/713739
USA
       
HAMPTON III
1,508,151
73/711197
USA
       
MILESTONE EX
2,729,154
78/097532
USA
       
NOSTALGIA SERIES
2,398,656
75/656222
USA
       
NOSTALGIA SERIES
2,693,579
78/139772
USA
       
NOTTINGHAM
2,889,330
78/314115
USA
       
PLY GEM
117,049
167705
Poland
       
PRO GUARD
2,521,484
75/476165
USA
       
SCENIC SCAPES
2,849,573
78/184,967
USA
       
THE CONFIDENT CHOICE
2,486,293
75/979845
USA
       
TIMBER OAK
1,595,408
73/832916
USA
       
VARIBEST
1,060,712
73/087471
USA
       
VARIFORM
1,150,037
970001596
China
       
VARIFORM
Kor54843
279819
Thailand
       
VARIFORM
1,614,886
74/018103
USA
       

Doc#: US1:5236231v6
 
 
 

VARIFORM
2,959,378
78/237,783
USA
       
VARIGRAIN PREFERRED
2,312,507
75/467988
USA
       
VARITEK
2,418,431
75/734356
USA
       
VICTORIA HARBOR
2,504,634
76/214094
USA
       
CSL 600
  
78/747,664
USA
       
PERMAHUE
2,935,109
78/386,841
USA
       
BEST QUALITY and design
3,199,943
78/821,843
USA
       
VARIFORM TRUEWALL VINYL SIDING
  
77/020,528
USA
       
VARIFORM TRUEWALL VINYL SIDING
  
1324921
Canada
MW MANUFACTURERS INC.
      
FREEDOM
2,777,696
76/469756
USA
JEFFERSON
1,865,281
74/054644
USA
JEFFERSON and design
1,865,280
74/054608
USA
MIMS & THOMAS
1,543,547
73/717061
USA
MW and design
1,542,227
73/697347
USA
MW
2,367,605
75/542630
USA
THE FREEDOM WINDOW
1,548,316
73/764264
USA
TWINSEAL
1,540,495
73/717062
USA
UNITY
2,718,016
76/334204
USA
V-WOOD
2,018,918
74/709800
USA
MW CLASSIC
2,973,968
78/314884
USA
PATRIOT
2,980,481
76/553369
USA
THE SMART CHOICE
2,973,969
78/314886
USA
TWINSEAL
2,979,404
78/315621
USA
TWINSEAL
2,995,933
78/329891
USA
A GREAT REFLECTION ON YOU MIRA
  
77383035
USA
MIRA
  
77381661
USA
NEW ALENCO WINDOW, LTD.
      
BUILDER’S VIEW
2,276,324
75/197,559
USA
ALENCO
3,001,970
78/476,151
USA
NEW GLAZING INDUSTRIES, LTD.
      
POWERPANE
3326007
78/581,381
USA
POWERPANE and  design
3330891
78/581,403
USA
SUPEROWERPANE
3326008
78/581,388
USA
SUPERPOWERPANE and design
3336103
78/581,420
USA
ALCOA HOME EXTERIORS, INC.
      
STRUCTURE
3,065,054
78/364081
USA
SILVERCREEK*
3,136,908
78500706
USA
DREAMCOLOR*
3,172,208
78504256
USA
HOMECREST
TMA421,594
  
CANADA
HOMECREST
1,521,515
73/693318
USA
AMERICANPRIDE
1,654,910
74/076940
USA
T-LOK
TMA164,446
  
CANADA

Doc#: US1:5236231v6
 
 
 

T-LOK
809,118
72/224225
USA
MASTIC
TMA360,320
  
CANADA
MASTIC & DESIGN
814,264
72/193883
USA
MASTIC & DESIGN
1,541,539
73/653109
USA
MASTIC
3,409,224
78/947544
USA
VINTAGE
1,269,215
73/406760
USA
VINTAGE SHUTTERS & DESIGN
TMA316049
  
CANADA
BARKWOOD
TMA202,387
  
CANADA
BARKWOOD
1,743,155
74/137543
USA
CELLWOOD
973,219
72/432118
USA
CELLWOOD
2,647,276
78/045077
USA
DURANYL
TMA212,129
  
CANADA
DURANYL
854,477
72/288221
USA
VENT-A-RIDGE
691,682
72//076403
USA
ALUMALURE
684,633
72/065209
USA
BRENTWOOD
1,685,342
74/169895
USA
MANOROAK
1,663,443
74/147381
USA
A+
1,761,320
74/290742
USA
LAKEFOREST
TMA430,415
  
CANADA
VENT-A-STRIP
TMA130,333
  
CANADA
DUTCHOAK*
2,323,674
75/598640
USA
PRO-TECH
1,744,553
74/278132
USA
PRO-BEAD
1,863,730
74/457300
USA
TRADEMARKCG
1,966,088
74/432202
USA
PRO-SELECT
1,889,291
74/433770
USA
MEADOWBROOK
1,912,542
74/510193
USA
LIBERTYELITE
1,956,838
74/516506
USA
ALCOAMASTERCONTRACTOR
2,044,874
74/691100
USA
MASTICQUALITYCONTRACTOR
2,044,947
74/703365
USA
MILLCREEK
2,078,125
75/072056
USA
CARVEDWOOD
2,093,897
75/180456
USA
PERFORMANCEMETALS
2,239,926
75/345612
USA
QUEST
2,293,582
75/453233
USA
QUESTSERIES
2,288,264
75/453234
USA
GRANDSIERRA
2,339,218
75/487164
USA
TRI-LINEARRIGIDITY
2,346,212
75/608483
USA
T3LOK
2,316,344
75/608485
USA
T3SYSTEM
2,367,868
75/608484
USA
TORNADO-TOUGHNAILHEM
2,344,955
75/608481
USA
THEPOWEROFALCOA
2,527,392
76/236290
USA
ENDURINGELEGANCE
2,534,761
75/913200
USA
ENDURINGELEGANCE
2,593,059
78/045147
USA
CLASSICLIVINGCOLLECTION
2,716,534
78/019945
USA
ALUMA-GUARD
2,580,344
78/017652
USA
ALUMA-GUARDPLUS
2,596,027
78/017656
USA
CEDARDISCOVERY
2,644,492
78/019558
USA
EVOLUTION*
3,230,376
78/019549
USA
HIGHLANDFALLS
2,583,847
78/028540
USA
PREMIUMDESIGN.PROVENPERFORMA
2,534,983
78/028539
USA
E-MAGINE
2,783,585
76/215089
USA
EVOLUTIONS
2,622,327
78/045140
USA
PROGRESSIONS
2,626,666
78/045072
USA
DIMENSIONSBEADED
2,619,024
78/045861
USA
T2LOK
2,638,643
76/229519
USA
KNOWLEDGEWORKX
2,694,163
78/095945
USA
PROTRAIN
2,757,521
78/095946
USA
LIBRARYOFLEARNING
2,768,457
78/095947
USA
HOUSEWORKX
2,957,871
78/107586
USA

Doc#: US1:5236231v6
 
 
 

SUCCESSLINKX
2,745,197
78/107585
USA
SMART CLOSE
2,768,230
78/111303
USA
SMARTVIEW
2,770,135
76/407804
USA
ROOFOVERVENT-A-RIDGE
2,729,233
78/143302
USA
ULTRATS
2,846,571
78/157789
USA
DIMENSIONS
2,789,875
78/161325
USA
CHARLESTONBEADEDCOLLECTION
2,814,252
78/173925
USA
SILHOUETTECLASSIC
2,802,570
78/224730
USA
STUDIOA
2,974,081
78/321400
USA
ALUMA-PERF
 3,090,919
78/243325
USA
LEAFRELIEF
2,911,772
78/246093
USA
BESTLINE
2,568,598
76/058143
USA
E-ZBLOCK
TMA400,012
  
CANADA
E-ZBLOCK
1,534,322
73/723049
USA
J-BLOCK
TMA360,316
  
CANADA
J-BLOCK
1,535,320
73/723132
USA
RICHWOOD
1,869,612
74/475695
USA
RICHWOOD
1,908,481
74/545472
USA
OASIS*
  
1242512
CANADA
OASIS*
3,090,994
78/321387
USA
VENTURA
2,979,287
78/304328
USA
ENVOY
  
78/926,621
USA
ENDURANCE
  
78/926,643
USA
STRUCTURE
3065054
78364081
USA
PERFORMANCE METALS
2239926
75345612
USA
       
CWD:
      
CDM
TMA387359
0661275
CANADA
CHARCTERISTIC DEPENDENT MANUFACTURING
TMA396624
0661421
CANADA
ENVIROGLASS
TMA456677
0774598
CANADA
HOUSE IN TRIANGLE DESIGN
TMA473140
0806042
CANADA
LOCK-TILT
TMA456676
0774595
CANADA
TRIPANE2 & DESIGN
TMA267901
0464575
CANADA

PLY GEM PACIFIC WINDOWS CORPORATION
Trademark
Registration No.
Serial No.
Country
ACCU-QUOTE
2,821,765
78/142,725
U.S.
WINDOW SOLUTIONS
2976350
75/640415
U.S.
ARCHITECTURAL SHAPES
1995364
74/714856
U.S.
BELLEVUE
2507811
75/790430
U.S.

PLY GEM INDUSTRIES, INC.
Trademark
Registration No.
Serial No.
Country
BUILDING PRODUCTS. BUILDING SUCCESS
  
77371809
 
USA
       

Doc#: US1:5236231v6
 
 
 

INDUSTRIAL DESIGN REGISTRATIONS:
 
KROY BUILDING PRODUCTS, INC.
Title
Registration No.
Serial No.
Country
FENCE PLANK
85255
  
CANADA



Doc#: US1:5236231v6
 
 
 

Schedule C to IP Intellectual Property
 
(Copyrights)
 

 
OWNER
 
REGISTRATION NUMBER
 
TITLE
Variform, Inc.
Txu 902-412
INVRVMIO
Alcoa Home Exteriors, Inc.
Tx 6-199-054
Coil Box
Ply Gem Industries, Inc.
TX2123375
Ply-Gem pre-finished solid wood planking
Ply Gem Industries, Inc.
VAu194847
Ply-Gem revolving planking display
Ply Gem Industries, Inc.
VAu195386
Ply-Gem Idea center
Ply Gem Industries, Inc.
VAu195387
Ply-Gem idea center : unit A
Great Lakes Window, Inc.
TX2193311
The Premier patio door
CWD Windows and Doors, Inc.
1019454 (Canada)
House in Triangle Design

 
Copyright Licenses


1.  
Software License Agreement between CWD Windows and Doors and Infinium.

2.  
Software License Agreement between Great Lakes Window, Inc. and Friedman Corporation.

3.  
Software License Agreement between Variform, Inc. and Oracle.

4.  
Software License Agreement between Variform, Inc. and Microsoft.

5.  
License Agreement dated September 15, 1993 between MW Manufacturers Inc. ("MW") and PPG Industries, Inc. ("PPG") with respect to Intercept technology.

6.  
License Agreement dated November 8, 1994 between Patriot Manufacturing, Inc. (“Patriot”, now merged into MW) and PPG with respect to Intercept technology.

7.  
License agreement between MW and Kronos, Inc., dated December 1, 1999.

 
 
 

8.  
Order Form Schedule (Conversion) - Software License, Services and Maintenance Agreement dated May 17, 2007 between MW Manufacturers Inc and Oracle replacing Software License, Services and Maintenance Agreement dated January 30, 1998 between MW and JD Edwards World Solutions Company.  Agreement amended 11/28/07 to apply to MW, Alenco, Ply Gem Pacific, and Great Lakes Window.

9.  
Program Product License dated July 24, 1996 between Patriot (now merged into MW) and Friedman Corporation.

10.  
Software License Agreement dated October 10, 2000 between MW and Vertex, Inc.

11.  
Software, Support and License Agreement s between eTechLogix (now 20-20 Technologies).  Four agreements for software modules dated November, 13, 2001, May 1, 2002, January 14, 2003, and April 15, 2004.

12.  
Software Support Agreement effective July 1, 2003 between Patriot (now merged into MW) and PMC Software, Inc. (Helpmate Agreement).

13.  
Software License Agreement dated May 17, 1999 between Patriot (now merged into MW) and Glass Equipment Development (GED).

14.  
Software License Agreement between Variform, Inc. and Redwood software.

15.  
Software License Agreement between Variform, Inc. and Optio software.

16.  
Software License Agreement between Variform, Inc. and Winframe software.

17.  
Software License Agreement dated January 12, 2005 between MW Manufacturers Inc. and PMC Software.

18.  
Software License Agreement, dated March 18, 2004 between Ply Gem Industries, Inc. and Hyperion Enterprise.

19.  
Software License Agreement, dated October 28, 2005 between Ply Gem Industries, Inc. and EDGAR-filings Ltd.

20.  
Software License Agreement, dated June 18, 2001, between Alenco and Vertex, Inc.

21.  
Software License Agreement, dated October 31, 1997, as amended, between Reliant Building Products and JD Edwards World Solutions Company.

22.  
Software License Agreement between Alenco and Quandrant software.

 
 
 

23.  
Software License Agreement, dated November 2, 2007, between Ply Gem Industries and WTS Paradigm, LLC.  Amended 5/15/08 to define Ply Gem Industries as MW, Alenco, Ply Gem Pacific, and Great Lakes Window.

24.  
License Agreement between Alenco and Kronos software.

25.  
Software and Service License Agreement between Alenco and AIG.

26.  
Software License Agreement between Alenco and Gate software.

27.  
Software License Agreement between Alenco and FreeStone software.

28.  
Software License Agreement between Great Lakes Window, Inc and Glass Equipment Development (GED).

29.  
Software License Agreement between Great Lakes Window, Inc and Automatic Data Processing, Inc. (ADP).

30.  
Software License Agreement between Great Lakes Window, Inc. and Microsoft.


PLY GEM PACIFIC WINDOWS CORPORATION
 
IP Licenses:
 
1.  
Intellectual Property License Agreement, effective as of January 17, 2008, by and between Ply Gem Pacific Windows Corporation and MI Windows and Doors, Inc., as amended April 28, 2008.

2.  
Trademark License Agreement, effective as of September 30, 2007, by and between Ply Gem Pacific Windows Corporation and CertainTeed Corporation, as amended January 17, 2008 and April 28, 2008.

3.  
Compound Supply Agreement effective as of September 30, 2007, by and between Ply Gem Pacific Windows Corporation (as successor to CertainTeed Pacific Windows Corporation) and CertainTeed Corporation.

 
Copyright Licenses:
 
1.  
Raining Data Software License Agreement, by and between Raining Data Corporation, licensed through Zumasys, Inc., and Ply Gem Holdings for Pacific Windows Corporation Auburn and Sacramento locations.

2.  
Program Product License Agreement, dated as of December 26, 2000, between Friedman Corporation and Ply Gem Pacific Windows Corporation.  Amended to

Doc#: US1:5236231v6
 
 
 

include Program Product License formerly between Friedman and CertainTeed Corporation dated May 28, 1999.

3.  
GED Software License Agreement, by and between Glass Equipment Development, Inc. and Ply Gem Pacific Windows Corporation – Auburn, WA; Ply Gem Pacific Windows Corporation – Corona, CA; Ply Gem Pacific Windows Corporation – West Sacramento, CA.

4.  
Software License Agreement between TDCI and Ply Gem Pacific Windows Corp.

5.  
Software License Agreement between Ply Gem Pacific Windows Corp. and Microsoft.

6.  
Intellectual Property License Agreement, effective as of January 17, 2008, by and between Ply Gem Pacific Windows Corporation and MI Windows and Doors, Inc., as amended April 28, 2008.

7.  
Trademark License Agreement, effective as of September 30, 2007, by and between Ply Gem Pacific Windows Corporation and CertainTeed Corporation, as amended January 17, 2008 and April 28, 2008.
 
8.  
Compound Supply Agreement, effective as of September 30, 2007, by and between Ply Gem Pacific Windows Corporation (as successor to CertainTeed Pacific Windows Corporation) and CertainTeed Corporation.
 

ALCOA HOME EXTERIORS, INC.—Software Licenses
1.  
Adaptec Software License Agreement (Single User, Non-Networked Applications)
2.  
HomeSite Software License Agreement
3.  
American Power Conversion Corporation—Software License Agreement
4.  
Digital Computations, Inc. Per-User Software License Agreement
5.  
Advisory and Statement on Limitations of Warranty and Liability for Automated TRI Reporting Software 98- EULA
6.  
Seagull Scientific Software License Agreement
7.  
ESRI License Agreement
8.  
Broderbund Software License
9.  
End-User License Agreement for Stomp Software
10.  
Ulead Software License Agreement
11.  
End User Agreement- Card Scanner-EULA
12.  
ColdFusion® Server Software License Agreement
13.  
ComponentOne-EULA End User License Agreement
14.  
Corel Draw Graphics Suite 12 End User License Agreement
15.  
All Corel Products End User License Agreement
16.  
DameWare Development LLC License Agreement
17.  
DynamiCube License Agreement
18.  
Design Space End User License Agreement

Doc#: US1:5236231v6
 
 
 

19.  
Direct CD End User Licensing Agreement
20.  
DVDExpress End User License Agreement
21.  
Ericom PowerTerm 6.4 End User License Agreement
22.  
Adobe Illustrator End User License Agreement
23.  
Adobe ImageReady End User License Agreement
24.  
iNet Tools End User License Agreement
25.  
Infortel End User License Agreement
26.  
Infragistics Ultra Suite End User License Agreement
27.  
Infragistics Ultra Grid End User License Agreement
28.  
Infragistics Ultra Office End User License Agreement
29.  
Infragistics Ultra ToolBars End User License Agreement
30.  
Legi for Windows End User License Agreement
31.  
Liquid Player End User License Agreement
32.  
Macromedia Dreamweaver 2 End User License Agreement
33.  
Macromedia Dreamweaver  End User License Agreement
34.  
Macromedia Studio End User License Agreement
35.  
End User Software License Agreement for Merant PVCS Products
36.  
Merant PVCS Series 6.7 End User License Agreement
37.  
End User License Agreement for Microsoft Software,
38.  
Wasp Bar Code Technologies Software License Agreement
39.  
Crystal Reports Standard, Professional and Developer License Agreement
40.  
End User License Agreement for Techsmith Software-DubIt
41.  
Macromedia Software End User License Agreement- Robo Demo
42.  
License Agreement—Carbon Copy 32
43.  
TechSmith Camtasia Player End User License Agreement
44.  
Ultra Edit License Agreement
45.  
Nero 6.0 End User License Agreement
46.  
NetManage End User License Agreement
47.  
PacketGrabber End User License Agreement
48.  
OrgPlus End User License Agreement
49.  
Pitney Bowes SmartMailer End User License Agreement
50.  
Pixela Image Mixer End User License Agreement
51.  
Plextor Manager End User License Agreement
52.  
Power Term 6.4 License Agreement
53.  
Print Server Card AR-NC5J End User License Agreement
54.  
Quick Sync iomega End User License Agreement
55.  
RoboHTML End User License Agreement; Blue Sky Software License Agreement
56.  
Seagate Backup Exec End User License Agreement
57.  
Seagate Crystal Reports 6.0 Pro End User License Agreement
58.  
Seagate Crystal Reports End User License Agreement
59.  
Seagate Info 7 End User License Agreement
60.  
Seagate ManageExec End User License Agreement
61.  
Seagull License Server End User License Agreement
62.  
Sharp Digital Multifunction System End User License Agreement

Doc#: US1:5236231v6
 
 
 

63.  
Sharp Digital Multifunction System AR-550/620/700 Series End User License Agreement
64.  
Sharp PS3 Expansion Kit AR-PK5 End User License Agreement
65.  
Sharpdesk V3.2 Network Scanner Utilities End User License Agreement
66.  
SawZIP End User License Agreement
67.  
Smart Board End User License Agreement
68.  
Snapit End User License Agreement, TechSmith Software License Agreement
69.  
Snagit End User License Agreement, TechSmith Software License Agreement
70.  
Sony CD-RW End User License Agreement
71.  
SPC XL 2000 End User License Agreement
72.  
Streets and Trips 05 End User License Agreement
73.  
TextBridge Pro End User License Agreement
74.  
Toad 7.6 End User License Agreement
75.  
Toad Pro End User License Agreement
76.  
Toad Xpert End User License Agreement
77.  
True DB Grid Pro 5.0 Software Corporation License Agreement
78.  
True DB Gird Pro 6.0 Software Corporation License Agreement
79.  
TrueDB Grid 7.0 EULA—ComponentOne LLC License Agreement
80.  
Ulead Photo Impact End User License Agreement
81.  
Solutions Software Corporations, Videosoft Active X End User License Agreement
82.  
VSClient Universal End User License Agreement
83.  
WebTrends End User License Agreement
84.  
Wild Packets End User License Agreement
85.  
Windows Media 10 End User License Agreement
86.  
WinFax Pro End User License Agreement
87.  
WinHelp Office End User License Agreement
88.  
Micro2000-- Yearly Renewal for Microscope Diagnostic software
89.  
SAS Institute, Inc.-- Yearly Renewal for JMP 6.0 - 24 user license
90.  
ESRI-- Business Map Pro 3.5, Business Map Pro 3.5 -upgrade from ver 2 or 3, Business Map Pro 3.5 -upgrade from ver 1
91.  
Emetrix-- e-Pointer 1.2
92.  
Dame Ware Mini Remote Control License
93.  
EZ Recordkeeper Product License and Warranty Statement
94.  
Identatronics Inc. Software License
95.  
Integrated Design, The Time Bank License Agreement
96.  
Nero End User License Agreement
97.  
ScanSoft, Inc. End User License Agreement- OmniPage 15
98.  
GIS Customer Supplier Agreement for Smart Time
99.  
Visio Standard 2003 Mvl-D W95 Microsoft End User License Agreement
100.  
Wonderware License Modification Certificate 14958 and 14954
101.  
X-Rite Software License Agreement
102.  
Xara  -- Xara Webstyle 3 and 4
103.  
Weber-- Leber LegiWin
104.  
Avery Photo ID System End User License Agreement
105.  
BARTENDER PRO   7.7 M53 CD

Doc#: US1:5236231v6
 
 
 

106.  
Dame Ware Mini Remote Control License
107.  
Bartender End User License Agreement—Seagull Scientific
108.  
Supplemental End User License Agreement for Microsoft Internet Explorer 5.0
109.  
Hunter Labs—Universal Software v4.10 Software License Agreement
110.  
Tri-Data- IDMate, Flowlink


Doc#: US1:5236231v6