0001144204-18-013964.txt : 20180312 0001144204-18-013964.hdr.sgml : 20180312 20180312065221 ACCESSION NUMBER: 0001144204-18-013964 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180309 ITEM INFORMATION: Other Events FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35930 FILM NUMBER: 18681937 BUSINESS ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 919-677-3900 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 8-K 1 tv488226_8k.htm FORM 8-K

 

 

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported)     March 9, 2018 __

 

PLY GEM HOLDINGS, INC.

(Exact Name of Registrant as Specified in Its Charter)

  

 

 

DELAWARE 001-35930 20-0645710
(State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.)

 

5020 WESTON PARKWAY, SUITE 400

CARY, NORTH CAROLINA

 

27513

(Address of principal executive offices) (Zip Code)

 

(919) 677-3900

(Registrant’s Telephone Number, Including Area Code)

 

NOT APPLICABLE

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))

 

o       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 

 

 

Item 8.01Other Events.

 

On March 9, 2018, Ply Gem Industries, Inc. (the “Issuer”), a wholly owned subsidiary of Ply Gem Holdings, Inc. (the “Company”), issued a conditional notice of full redemption pursuant to the indenture governing its 6.50% Senior Notes due 2022 (the “6.50% Senior Notes”) announcing that it intends to redeem, subject to the condition described below, all of its outstanding 6.50% Senior Notes on April 9, 2018 (the “Redemption Date”) at a redemption price equal to 103.250% of the principal amount of the 6.50% Senior Notes, plus accrued and unpaid interest thereon to, but not including, the Redemption Date (the “Redemption”).

 

The Redemption is conditioned upon the consummation of the acquisition of the Company by Pisces Midco, Inc. on or prior to the Redemption Date on terms satisfactory to the Issuer in its sole discretion (the “Redemption Condition”). In the Issuer’s discretion, the Redemption Date may be delayed until such time as the Redemption Condition shall be satisfied. In the Issuer’s discretion, if the Redemption Condition is not satisfied on or prior to the Redemption Date (or by the Redemption Date as so delayed), the conditional notice of full redemption may be rescinded by the Issuer and shall be of no effect. The acquisition of the Company by Pisces Midco, Inc. is subject to a number of conditions. As a result, there can be no assurance that the Redemption will occur on April 9, 2018.

 

1

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Dated:  March 12, 2018

  

  PLY GEM HOLDINGS, INC.  
     
  By: /s/ Shawn K. Poe  
  Name: Shawn K. Poe  
  Title:  Executive Vice President,
Chief Financial Officer and Secretary
 

 

 

 

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