0000950142-18-000890.txt : 20180410 0000950142-18-000890.hdr.sgml : 20180410 20180410170957 ACCESSION NUMBER: 0000950142-18-000890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180406 FILED AS OF DATE: 20180410 DATE AS OF CHANGE: 20180410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robinette Gary E CENTRAL INDEX KEY: 0001576879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35930 FILM NUMBER: 18748604 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY, SUITE 400 CITY: CARY STATE: NC ZIP: 27513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 919-677-3900 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 4 1 es1800554_4-robinette.xml OWNERSHIP DOCUMENT X0306 4 2018-04-06 0 0001284807 PLY GEM HOLDINGS INC PGEM 0001576879 Robinette Gary E C/O PLY GEM HOLDINGS, INC. 5020 WESTON PARKWAY, SUITE 400 CARY NC 27513 1 1 1 0 President, CEO and Chairman Common Stock 2018-04-06 4 G 0 47343 0.00 D 25000 D Common Stock 2018-04-06 4 M 0 31850 12.35 A 56850 D Common Stock 2018-04-06 4 M 0 77713 12.35 A 134563 D Employee Stock Option (Right to Buy) 12.35 2018-04-06 4 M 0 31850 0 D 2013-10-01 2018-10-01 Common Stock 31850 0 D Employee Stock Option (Right to Buy) 12.35 2018-04-06 4 M 0 77713 0 D 2015-04-28 2020-04-28 Common Stock 77713 0 D Shares of Common Stock, par value $0.01, represent a bona fide gift of common stock by the Reporting Person effective April 6, 2018. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares. /s/ Timothy D. Johnson, as attorney-in-fact 2018-04-10