0000950142-18-000372.txt : 20180212 0000950142-18-000372.hdr.sgml : 20180212 20180212163401 ACCESSION NUMBER: 0000950142-18-000372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180208 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buckley John L CENTRAL INDEX KEY: 0001576918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35930 FILM NUMBER: 18596946 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY, SUITE 400 CITY: CARY STATE: NC ZIP: 27513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 919-677-3900 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 4 1 es1800310_4-buckley.xml OWNERSHIP DOCUMENT X0306 4 2018-02-08 0 0001284807 PLY GEM HOLDINGS INC PGEM 0001576918 Buckley John L C/O PLY GEM HOLDINGS, INC. 5020 WESTON PARKWAY, SUITE 400 CARY NC 27513 0 1 1 0 President, Siding Group Common Stock 2018-02-08 4 S 0 32725 22.0010 D 32724 D Common Stock 2018-02-12 4 M 0 12953 12.35 A 45677 D Employee Stock Option (right to buy) 12.35 2018-02-12 4 M 0 12953 0 D 2013-10-01 2018-10-01 Common Stock 12953 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.15, inclusive. The reporting person undertakes to provide to Ply Gem Holdings, Inc., any security holder of Ply Gem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. /s/ Timothy D. Johnson, attorney-in-fact 2018-02-12