0001209191-21-034735.txt : 20210520 0001209191-21-034735.hdr.sgml : 20210520 20210520211416 ACCESSION NUMBER: 0001209191-21-034735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210518 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTTO MICHAEL J. CENTRAL INDEX KEY: 0001284621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36577 FILM NUMBER: 21946379 MAIL ADDRESS: STREET 1: 303A COLLEGE ROAD EAST CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER NAME: FORMER CONFORMED NAME: OTTO MICHAEL DATE OF NAME CHANGE: 20040323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTRAFECT Corp CENTRAL INDEX KEY: 0001478069 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 28 WELLS AVENUE STREET 2: 3RD FLOOR CITY: YONKERS STATE: NY ZIP: 10701 BUSINESS PHONE: 914-207-2300 MAIL ADDRESS: STREET 1: 28 WELLS AVENUE STREET 2: 3RD FLOOR CITY: YONKERS STATE: NY ZIP: 10701 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-18 0 0001478069 CONTRAFECT Corp CFRX 0001284621 OTTO MICHAEL J. C/O CONTRAFECT CORPORATION 28 WELLS AVENUE, 3RD FLOOR YONKERS NY 10701 1 0 0 0 Options (Right to Buy) 3.86 2021-05-18 4 A 0 25000 0.00 A 2031-05-18 Common Stock 25000 25000 D Grant award made under the ContraFect Corporation Omnibus Incentive Plan. Grant vests over one year, 25% at the end of each quarter following the vesting commencement date. /s/ Michael Messinger, attorney-in-fact for Michael J. Otto 2021-05-20