FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/01/2020 |
3. Issuer Name and Ticker or Trading Symbol
T-Mobile US, Inc. [ TMUS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 27,651(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | (2) | 05/20/2024 | Common Stock | 2,523 | $87.66 | D | |
Stock Option (Right to Buy) | (3) | 12/08/2024 | Common Stock | 5,907 | $46.32 | D | |
Stock Option (Right to Buy) | (4) | 05/20/2025 | Common Stock | 4,792 | $45.83 | D | |
Stock Option (Right to Buy) | 05/24/2020(5) | 05/24/2027 | Common Stock | 1,142 | $79.67 | D | |
Stock Option (Right to Buy) | 05/24/2020(6) | 08/02/2027 | Common Stock | 393 | $85.71 | D |
Explanation of Responses: |
1. Includes 16,517 restricted stock units granted under the Sprint Corporation 2015 Omnibus Incentive Plan (the "Plan"), subject to the terms of the Plan and such awards including vesting terms. The restricted stock units were originally granted by Sprint Corporation and converted into restricted stock units for Issuer's stock on April 1, 2020, upon the consummation of the business combination between Sprint Corporation and the Issuer, with the Issuer continuing as the surviving corporation. |
2. The option was granted on May 20, 2014 by Sprint Corporation and converted into an option for shares of Issuer stock on April 1, 2020, upon the consummation of the business combination between Sprint Corporation and Issuer, with the Issuer continuing as the surviving corporation. This option is fully vested. |
3. The option was granted on December 8, 2014 by Sprint Corporation and converted into an option for shares of Issuer stock on April 1, 2020, upon the consummation of the business combination between Sprint Corporation and Issuer, with the Issuer continuing as the surviving corporation. This option is fully vested. |
4. The option was granted on May 20, 2015 by Sprint Corporation and converted into an option for shares of Issuer stock on April 1, 2020, upon the consummation of the business combination between Sprint Corporation and Issuer, with the Issuer continuing as the surviving corporation. This option is fully vested. |
5. The option was granted on May 24, 2017 by Sprint Corporation and converted into an option for shares of Issuer stock on April 1, 2020, upon the consummation of the business combination between Sprint Corporation and Issuer, with the Issuer continuing as the surviving corporation. This option is fully vested. |
6. This option was granted on August 2, 2017 by Sprint Corporation and converted into an option for shares of Issuer stock on April 1, 2020 upon the consummation of the business combination between Sprint Corporation and Issuer, with the Issuer continuing as the surviving corporation. |
Remarks: |
Exhibit 24 - Power of Attorney |
/s/ Frederick Williams, Attorney-in-Fact | 04/13/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |