0001144204-13-059662.txt : 20131107 0001144204-13-059662.hdr.sgml : 20131107 20131107163955 ACCESSION NUMBER: 0001144204-13-059662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131105 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MDC PARTNERS INC CENTRAL INDEX KEY: 0000876883 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 980364441 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646 429 1800 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORP INC DATE OF NAME CHANGE: 20001204 FORMER COMPANY: FORMER CONFORMED NAME: MDC COMMUNICATIONS CORP DATE OF NAME CHANGE: 19961028 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORPORATION DATE OF NAME CHANGE: 19950419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUSTIL STEPHEN CENTRAL INDEX KEY: 0001283586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13718 FILM NUMBER: 131201150 MAIL ADDRESS: STREET 1: 45 HAZELTON AVE CITY: TORONTO CANADA STATE: A6 ZIP: 999999999 4 1 v359301_4.xml OWNERSHIP DOCUMENT X0306 4 2013-11-05 0 0000876883 MDC PARTNERS INC MDCA 0001283586 PUSTIL STEPHEN C/O MDC PARTNERS INC. 45 HAZELTON AVE TORONTO A6 M5R 2E3 ONTARIO, CANADA 1 1 0 0 Vice Chairman Class A Shares 392857 D Class A Shares 2013-11-05 4 M 0 129310 3.72 A 522167 D Class A Shares 2013-11-05 4 D 0 129310 31.28 D 392857 D Stock Appreciation Rights 3.72 2013-11-05 4 M 0 129310 0 D 2010-02-12 2014-02-12 Class A Shares 129310 0 D Includes unvested Restricted Stock Units (Class A Shares) of the Issuer. Stock Appreciation Rights ("SARs") were granted February 12, 2009, all of which are vested as of January 20, 2012, and all such SARs expire on February 12, 2014. These SARs were all exercised on November 5, 2013. /s/ Stephen Pustil 2013-11-07