0001140361-15-011285.txt : 20150311
0001140361-15-011285.hdr.sgml : 20150311
20150311131341
ACCESSION NUMBER: 0001140361-15-011285
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150310
FILED AS OF DATE: 20150311
DATE AS OF CHANGE: 20150311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diamond Resorts International, Inc.
CENTRAL INDEX KEY: 0001566897
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 461750895
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 798-8840
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUGGENHEIM CAPITAL LLC
CENTRAL INDEX KEY: 0001283072
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 15691941
BUSINESS ADDRESS:
STREET 1: 227 WEST MONROE
STREET 2: SUITE 4900
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (212) 401-0227
MAIL ADDRESS:
STREET 1: 227 WEST MONROE
STREET 2: SUITE 4900
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Guggenheim Partners, LLC
CENTRAL INDEX KEY: 0001425498
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 15691940
BUSINESS ADDRESS:
STREET 1: 135 EAST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-739-0700
MAIL ADDRESS:
STREET 1: 135 EAST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Guggenheim Partners Investment Management, LLC
CENTRAL INDEX KEY: 0001425852
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 15691938
BUSINESS ADDRESS:
STREET 1: 100 WILSHIRE BOULEVARD, 5TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-576-1270
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BOULEVARD, 5TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
FORMER NAME:
FORMER CONFORMED NAME: Guggenheim Partners Asset Management, Inc.
DATE OF NAME CHANGE: 20080201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Guggenheim Partners Investment Management Holdings, LLC
CENTRAL INDEX KEY: 0001581086
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 15691939
BUSINESS ADDRESS:
STREET 1: 227 W MONROE ST
STREET 2: STE 4800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 212-901-9042
MAIL ADDRESS:
STREET 1: 227 W MONROE ST
STREET 2: STE 4800
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
doc1.xml
FORM 4
X0306
4
2015-03-10
0
0001566897
Diamond Resorts International, Inc.
DRII
0001283072
GUGGENHEIM CAPITAL LLC
227 WEST MONROE
SUITE 4900
CHICAGO
IL
60606
0
0
1
0
0001425498
Guggenheim Partners, LLC
227 WEST MONROE
SUITE 4900
CHICAGO
IL
60606
0
0
1
0
0001581086
Guggenheim Partners Investment Management Holdings, LLC
330 MADISON AVENUE
NEW YORK
NY
10017
0
0
1
0
0001425852
Guggenheim Partners Investment Management, LLC
100 WILSHIRE BOULEVARD, &NBSP5TH FLOOR
SANTA MONICA
CA
90401
0
0
1
0
Common Stock, $0.01 par value per share
2015-03-10
4
S
0
1687000
D
9651566
I
See footnotes
The shares of common stock were sold in an underwritten public offering in which selling stockholders sold an aggregate of 6,700,000 shares of common stock to the underwriter at a price per share of $32.99, of which 5,184,418 shares were sold to the public at a price of $33.75 per share and 1,515,582 shares were repurchased by the Issuer at the price per share at which the underwriter purchased shares from the selling stockholders.
These shares of Common Stock are held directly by DRP Holdco, LLC. These shares of Common Stock may be deemed to be beneficially owned by the following, each of whom is a Reporting Person: Guggenheim Partners Investment Management, LLC ("GPIM"), which, via its relationship with the managing members of DRP Holdco, LLC, whose unanimous consent is required for decisions regarding assets held by DRP Holdco, LLC and who have granted full investment discretion and voting authority to GPIM over their units in DRP Holdco, LLC, exercises complete voting and dispositive power over the shares of Common Stock held by DRP Holdco, LLC; Guggenheim Partners Investment Management Holdings, LLC ("GPIMH"), as the majority owner of GPIM; Guggenheim Partners, LLC, as the majority indirect owner of GPIMH; and Guggenheim Capital, LLC, as the sole owner of Guggenheim Partners, LLC.
Each of the reporting persons disclaims beneficial ownership of the shares of Common Stock held by members of such group, except to the extent of such reporting person's pecuniary interest therein, and this statement shall not be construed as an admission that such reporting person is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose.
Guggenheim Capital, LLC By: Robert Saperstein, Authorized Signatory /s/ Robert Saperstein
2015-03-11
Guggenheim Partners, LLC By: Guggenheim Capital, LLC, parent company By: Robert Saperstein, Authorized Signatory /s/ Robert Saperstein
2015-03-11
Guggenheim Partners Investment Management Holdings LLC By: Guggenheim Capital, LLC, parent company By: Robert Saperstein, Authorized Signatory /s/ Robert Saperstein
2015-03-11
Guggenheim Partners Investment Management, LLC By: Guggenheim Capital LLC, parent company By: Robert Saperstein, Authorized Signatory /s/ Robert Saperstein
2015-03-11