0001282977-22-000065.txt : 20221109 0001282977-22-000065.hdr.sgml : 20221109 20221109171701 ACCESSION NUMBER: 0001282977-22-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221107 FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOK SCOTT L CENTRAL INDEX KEY: 0001288439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32147 FILM NUMBER: 221373707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHILL & CO INC CENTRAL INDEX KEY: 0001282977 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510500737 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-389-1500 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 4 1 wf-form4_166803220455535.xml FORM 4 X0306 4 2022-11-07 0 0001282977 GREENHILL & CO INC GHL 0001288439 BOK SCOTT L GREENHILL & CO., INC. 1271 AVENUE OF THE AMERICAS NEW YORK NY 10020 1 1 1 0 Chairman & CEO Common Stock 2022-11-07 4 M 0 190972 10.06 A 493570 D Common Stock 2022-11-07 4 F 0 106173 10.06 D 387397 D Common Stock 1630538 I See Footnote Common Stock 288783 I See Footnote Common Stock 132639 I By grantor retained annuity trust Common Stock 324528 I By grantor retained annuity trust Common Stock 138356 I By grantor retained annuity trust Restricted Stock Units 2022-11-07 4 M 0 190972 0 D Common Stock 190972.0 0 D These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities. On March 17, 2020, Mr. Bok contributed 178,662 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On March 19, 2021, 19,867 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust. On March 16, 2022, 26,156 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust. On November 12, 2020, Mr. Bok contributed 388,005 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 12, 2021, 63,477 Shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2020 Annuity Trust. On November 12, 2021, Mr. Bok contributed 138,356 Shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. This restricted stock unit award was granted on September 25, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on the fifth anniversary of date of grant and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 7, 2022, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. /s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Scott L. Bok 2022-11-09