0001209191-21-009395.txt : 20210210 0001209191-21-009395.hdr.sgml : 20210210 20210210181758 ACCESSION NUMBER: 0001209191-21-009395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210208 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RODRIGUEZ HAROLD J JR CENTRAL INDEX KEY: 0001288447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32147 FILM NUMBER: 21615570 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHILL & CO INC CENTRAL INDEX KEY: 0001282977 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510500737 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-389-1500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-08 0 0001282977 GREENHILL & CO INC GHL 0001288447 RODRIGUEZ HAROLD J JR GREENHILL & CO., INC. 1271 AVENUE OF THE AMERICAS NEW YORK NY 10020 0 1 0 0 Chief Financial Officer Common Stock 2021-02-08 4 M 0 6920 15.03 A 154960 D Common Stock 2021-02-08 4 F 0 3698 15.03 D 151262 D Common Stock 2021-02-08 4 M 0 13857 15.03 A 165119 D Common Stock 2021-02-08 4 F 0 6726 15.03 D 158393 D Common Stock 2021-02-08 4 M 0 7093 15.03 A 165486 D Common Stock 2021-02-08 4 F 0 3452 15.03 D 162034 D Restricted Stock Units 2021-02-08 4 M 0 6920 0.00 D Common Stock 6920 0 D Restricted Stock Units 2021-02-08 4 M 0 13857 0.00 D Common Stock 13857 0 D Restricted Stock Units 2021-02-08 4 M 0 7093 0.00 D Common Stock 7093 0 D This restricted stock unit award was granted on January 27, 2016 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2021, the fifth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. This restricted stock unit award was granted on January 27, 2016 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the fifth calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2021, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. This restricted stock unit award was granted on January 26, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in increments of 20% on the first anniversary of the date of grant, 20% on the second anniversary of the date of grant, 30% on the third anniversary of the date of grant and 30% on the fourth anniversary of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2021, the fourth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. /s/ Harold J. Rodriguez, Jr. 2021-02-10