0001209191-20-008559.txt : 20200212
0001209191-20-008559.hdr.sgml : 20200212
20200212061258
ACCESSION NUMBER: 0001209191-20-008559
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200206
FILED AS OF DATE: 20200212
DATE AS OF CHANGE: 20200212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOK SCOTT L
CENTRAL INDEX KEY: 0001288439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32147
FILM NUMBER: 20599626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREENHILL & CO INC
CENTRAL INDEX KEY: 0001282977
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510500737
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-389-1500
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-06
0
0001282977
GREENHILL & CO INC
GHL
0001288439
BOK SCOTT L
GREENHILL & CO., INC.
300 PARK AVENUE
NEW YORK
NY
10022
1
1
1
0
Chairman & CEO
Common Stock
2020-02-06
4
M
0
74306
21.30
A
252968
D
Common Stock
2020-02-06
4
F
0
39855
21.30
D
213113
D
Common Stock
2020-02-06
4
M
0
119054
21.30
A
332167
D
Common Stock
2020-02-06
4
F
0
63361
21.30
D
268806
D
Common Stock
867463
I
See Footnote
Common Stock
288783
I
See Footnote
Common Stock
267958
I
By grantor retained annuity trust
Common Stock
263917
I
By grantor retained annuity trust
Restricted Stock Units
2020-02-06
4
M
0
74306
0.00
D
Common Stock
74306
0
D
Restricted Stock Units
2020-02-06
4
M
0
119054
0.00
D
Common Stock
119054
0
D
These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities.
On November 7, 2018, Mr. Bok contributed 409,859 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 8, 2019, 141,901 Shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2018 Annuity Trust.
On May 6, 2019, Mr. Bok contributed 263,917 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children.
This restricted stock unit award was granted on February 9, 2015 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the fifth calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2020, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
This restricted stock unit award was granted on January 26, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the third calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2020, the restricted stock award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
/s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Scott L. Bok
2020-02-12