0001209191-20-008559.txt : 20200212 0001209191-20-008559.hdr.sgml : 20200212 20200212061258 ACCESSION NUMBER: 0001209191-20-008559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200206 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOK SCOTT L CENTRAL INDEX KEY: 0001288439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32147 FILM NUMBER: 20599626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHILL & CO INC CENTRAL INDEX KEY: 0001282977 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510500737 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-389-1500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-06 0 0001282977 GREENHILL & CO INC GHL 0001288439 BOK SCOTT L GREENHILL & CO., INC. 300 PARK AVENUE NEW YORK NY 10022 1 1 1 0 Chairman & CEO Common Stock 2020-02-06 4 M 0 74306 21.30 A 252968 D Common Stock 2020-02-06 4 F 0 39855 21.30 D 213113 D Common Stock 2020-02-06 4 M 0 119054 21.30 A 332167 D Common Stock 2020-02-06 4 F 0 63361 21.30 D 268806 D Common Stock 867463 I See Footnote Common Stock 288783 I See Footnote Common Stock 267958 I By grantor retained annuity trust Common Stock 263917 I By grantor retained annuity trust Restricted Stock Units 2020-02-06 4 M 0 74306 0.00 D Common Stock 74306 0 D Restricted Stock Units 2020-02-06 4 M 0 119054 0.00 D Common Stock 119054 0 D These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities. On November 7, 2018, Mr. Bok contributed 409,859 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 8, 2019, 141,901 Shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2018 Annuity Trust. On May 6, 2019, Mr. Bok contributed 263,917 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. This restricted stock unit award was granted on February 9, 2015 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the fifth calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2020, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. This restricted stock unit award was granted on January 26, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the third calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2020, the restricted stock award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. /s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Scott L. Bok 2020-02-12