X0306 4 2020-07-01 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001282835 TRUSCOTT WILLIAM F GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 CEO, Global Asset Management Common Stock 2020-07-01 4 M 0 795.8618 A 16593.8618 D Common Stock 2020-07-01 4 F 0 339.8618 145.83 D 15798 D Common Stock 48657 I By LLC Common Stock 286.63 I By 401(k) Plan Phantom Stock 2020-07-01 4 M 0 795.8618 D Common Stock 795.8618 2420.9204 D Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 1, 2020. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. /s/ Thomas R. Moore for William Fredrick Truscott 2020-07-06