X0304 4 2012-02-06 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001282835 TRUSCOTT WILLIAM F GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 CEO, U.S. Asset Management Common Stock 2012-02-06 4 A 0 10049 0.00 A 10049 D Common Stock 49980 I By LLC Common Stock 239.99 I By 401(k) Plan Employee Stock Option (right to buy) 54.33 2012-02-06 4 A 0 60323 0.00 A 2022-02-07 Common Stock 60323 60323 D Restricted stock award grant, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2013, February 6, 2014 and February 6, 2015. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 6, 2012. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2012. /s/ Susan M. Beltz for William Fredrick Truscott 2012-02-08