0001209191-20-048214.txt : 20200825
0001209191-20-048214.hdr.sgml : 20200825
20200825161326
ACCESSION NUMBER: 0001209191-20-048214
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200821
FILED AS OF DATE: 20200825
DATE AS OF CHANGE: 20200825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Andrews Richard Kevin
CENTRAL INDEX KEY: 0001822498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35467
FILM NUMBER: 201132407
MAIL ADDRESS:
STREET 1: 1000 LOUISIANA ST
STREET 2: SUITE 6600
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BATTALION OIL CORP
CENTRAL INDEX KEY: 0001282648
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 200700684
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 LOUISIANA STREET, SUITE 6600
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 832-538-0300
MAIL ADDRESS:
STREET 1: 1000 LOUISIANA STREET, SUITE 6600
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: HALCON RESOURCES CORP
DATE OF NAME CHANGE: 20120209
FORMER COMPANY:
FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC
DATE OF NAME CHANGE: 20060518
FORMER COMPANY:
FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP
DATE OF NAME CHANGE: 20040304
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-21
0
0001282648
BATTALION OIL CORP
BATL
0001822498
Andrews Richard Kevin
1000 LOUISIANA ST
SUITE 6600
HOUSTON
TX
77002
0
1
0
0
EVP, CFO and Treasurer
Employee Stock Option (Right to Buy)
18.91
2020-08-21
4
A
0
26564
0.00
A
2027-08-21
Common Stock
26564
26564
D
Employee Stock Option (Right to Buy)
28.23
2020-08-21
4
A
0
26564
0.00
A
2027-08-21
Common Stock
26564
26564
D
Employee Stock Option (Right to Buy)
37.83
2020-08-21
4
A
0
26564
0.00
A
2027-08-21
Common Stock
26564
26564
D
Restricted Stock Unit
2020-08-21
4
A
0
26564
0.00
A
Common Stock
26564
26564
D
Restricted Stock Unit
2020-08-21
4
A
0
26564
0.00
A
Common Stock
26564
26564
D
Restricted Stock Unit
2020-08-21
4
A
0
53128
0.00
A
Common Stock
53128
53128
D
All awards are pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors.
The Reporting Person received an award of stock options ("Options"). The exercise price per share of the Options will be equal to an Issuer equity value of $335.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021.
The Reporting Person received an award of stock options ("Options"). The exercise price per share of the Options will be equal to an Issuer equity value of $500.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021.
The Reporting Person received an award of stock options ("Options"). The exercise price per share of the Options will be equal to an Issuer equity value of $670.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021.
The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021.
The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals.
The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period.
Walter R. Mayer, Attorney-in-fact
2020-08-25