0001209191-15-014730.txt : 20150218 0001209191-15-014730.hdr.sgml : 20150216 20150217181946 ACCESSION NUMBER: 0001209191-15-014730 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILSON FLOYD C CENTRAL INDEX KEY: 0000936305 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 15624938 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET 2: SUITE 5600 CITY: HOUSTON STATE: TX ZIP: 77002 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2014-12-31 0 0 0 0001282648 HALCON RESOURCES CORP HK 0000936305 WILSON FLOYD C 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 Chairman and CEO Common Stock 2014-04-21 5 G 0 7806 0.00 D 3690309 D Common Stock 2014-04-21 5 G 0 7806 0.00 A 58305 I By Trusts Common Stock 2014-11-02 5 G 0 166500 0.00 D 3529223 D Common Stock 2014-11-02 5 G 0 13500 0.00 A 71805 I By Trusts Common Stock 2014-11-02 5 G 0 153000 0.00 A 153000 I By Family Trusts On January 31, 2014 Halcon Resources Corporation ("Halcon") declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on February 14, 2014. As a result, the reporting person received 4,040 shares of Halcon stock on March 3, 2014. These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. On May 2, 2014, Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on May 15, 2014. As a result, the reporting person received 2,625 shares of Halcon stock on June 2, 2014. On August 1, 2014 Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on August 15, 2014. As a result, the reporting person received 2,789 shares of Halcon stock on September 2, 2014. This Form 5 no longer includes 16,833 shares that were reported on the reporting person's last Form 4 filing by the reporting person as trustee of the reporting person's daughter's trust. The shares are held in seventeen trusts for the benefit of family members for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for Section 16 or any other purpose. Floyd C. Wilson 2015-02-17