0001181431-13-014095.txt : 20130304 0001181431-13-014095.hdr.sgml : 20130304 20130304171451 ACCESSION NUMBER: 0001181431-13-014095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130304 DATE AS OF CHANGE: 20130304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEROD STEPHEN W CENTRAL INDEX KEY: 0001195114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 13662697 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 4 1 rrd372249.xml ANNUAL GRANT X0306 4 2013-02-28 0 0001282648 HALCON RESOURCES CORP HK 0001195114 HEROD STEPHEN W 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 President Common Stock 2013-02-28 4 A 0 140850 0 A 209196 D Common Stock 466666 I By Trusts Employee Stock Option (Right to buy) 7.10 2013-02-28 4 A 0 342200 0 A 2023-02-28 Common Stock 342200 342200 D The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The reporting person is neither the trustee nor a remainderman and the trusts are irrevocable. The option vests in three equal annual installments beginning February 28, 2014. David S. Elkouri, Attorney-in-fact 2013-03-04