0001104659-23-099405.txt : 20230908
0001104659-23-099405.hdr.sgml : 20230908
20230908213009
ACCESSION NUMBER: 0001104659-23-099405
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230906
FILED AS OF DATE: 20230908
DATE AS OF CHANGE: 20230908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SASAKI GAIL M
CENTRAL INDEX KEY: 0001422990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33170
FILM NUMBER: 231246508
MAIL ADDRESS:
STREET 1: C/O NETLIST, INC.
STREET 2: 51 DISCOVERY, STE 150
CITY: IRVINE
STATE: CA
ZIP: 92618
FORMER NAME:
FORMER CONFORMED NAME: ITOW GAIL MISAKO
DATE OF NAME CHANGE: 20080107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETLIST INC
CENTRAL INDEX KEY: 0001282631
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 954812784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 111 ACADEMY, SUITE 100
CITY: IRVINE
STATE: CA
ZIP: 92617
BUSINESS PHONE: 949-435-0025
MAIL ADDRESS:
STREET 1: 111 ACADEMY, SUITE 100
CITY: IRVINE
STATE: CA
ZIP: 92617
4
1
tm2325624-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-09-06
0
0001282631
NETLIST INC
NLST
0001422990
SASAKI GAIL M
111 ACADEMY, SUITE 100
IRVINE
CA
92617
0
1
0
0
Vice President and CFO
0
Common Stock
2023-09-06
4
S
0
3292
1.9143
D
312882
D
Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.92 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Gail M. Sasaki
2023-09-08