-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U7UO31bwrY+jxewmx9XPBbHReuEo8RrJJzhhtt6lntCrM33diy7tfFgtOT2nlgH9 AbsRcuHDw1/GVKLjh2f9HA== 0000899140-06-001663.txt : 20061122 0000899140-06-001663.hdr.sgml : 20061122 20061122162359 ACCESSION NUMBER: 0000899140-06-001663 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20061122 DATE AS OF CHANGE: 20061122 GROUP MEMBERS: THOMAS J. BARRACK, JR. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COLONY RESORTS LVH ACQUISITIONS LLC CENTRAL INDEX KEY: 0001282607 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 470924934 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79851 FILM NUMBER: 061236753 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10021 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Colony Resorts LVH VoteCo, LLC CENTRAL INDEX KEY: 0001290196 IRS NUMBER: 731703108 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-552-7216 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90067 SC 13D/A 1 c3345303.txt FIRST AMENDMENT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934* Colony Resorts LVH Acquisitions, LLC - -------------------------------------------------------------------------------- (Name of Issuer) Class A Membership Units - -------------------------------------------------------------------------------- (Title of Class of Securities) Not Applicable - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- Mark M. Hedstrom, Esq. Colony Capital, LLC 1999 Avenue of the Stars, Suite 1200 Los Angeles, California 90067 (310) 282-8820 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copies to: Thomas M. Cerabino, Esq. Willkie Farr & Gallager LLP 787 Seventh Avenue New York, NY 10019 (212) 728-8000 - -------------------------------------------------------------------------------- November 21, 2006 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ----------------------------------- -------------------------- CUSIP No. N/A Page 2 of 5 pages - ----------------------------------- -------------------------- - ------------- ------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS ------------------------------------------------------------------ I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Colony Resorts LVH Voteco, LLC 73-1703108 - ------------- ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - ------------- ------------------------------------------------------------------ 3 SEC USE ONLY - ------------- ------------------------------------------------------------------ 4 SOURCE OF FUNDS (See Instructions) WC - ------------- ------------------------------------------------------------------ 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------- ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------- ------------------------------------------------------------------ 7 SOLE VOTING POWER 0.585 ----------- ------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON WITH 0 ----------- ------------------------------------------- 9 SOLE DISPOSITIVE POWER 0.585 ----------- ------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0.585 - ------------- ------------------------------------------------------------------ 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------- ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 39% - ------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON (See Instructions) OO - ------------- ------------------------------------------------------------------ SCHEDULE 13D - ----------------------------------- -------------------------- CUSIP No. N/A Page 3 of 5 pages - ----------------------------------- -------------------------- - ------------- ------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS ------------------------------------------------------------------ I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Thomas J. Barack, Jr. - ------------- ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - ------------- ------------------------------------------------------------------ 3 SEC USE ONLY - ------------- ------------------------------------------------------------------ 4 SOURCE OF FUNDS (See Instructions) PF - ------------- ------------------------------------------------------------------ 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------- ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------- ------------------------------------------------------------------ 7 SOLE VOTING POWER 0.585 ----------- ------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON WITH 0 ----------- ------------------------------------------- 9 SOLE DISPOSITIVE POWER 0.585 ----------- ------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0.585 - ------------- ------------------------------------------------------------------ 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------- ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 39% - ------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON (See Instructions) IN - ------------- ------------------------------------------------------------------ This Amendment No. 1 to Schedule 13D ("Amendment No. 1") is filed on behalf of Colony Resorts LVH Voteco, LLC, a Delaware limited liability company ("Voteco"), and Thomas J. Barrack, Jr., an individual ("Mr. Barrack" and, together with Voteco, the "Reporting Persons"), and amends the original Schedule 13D filed on June 18, 2004 (the "Schedule 13D"). This Amendment No. 1 relates to the class A voting membership units ("Class A Units") of Colony Resorts LVH Acquisitions, LLC, a Nevada limited liability company (the "Company"). Item 4. Purpose of Transaction. Item 4 of the Schedule 13D is hereby amended by adding thereto the following: Pursuant to an Option Agreement, dated as of June 18, 2004 (the "Option Agreement") by and between Colony Resorts LVH Holdings, LLC, a Delaware limited liability company ("Colony Holdings"), Voteco and Nicholas L. Ribis, an individual ("Mr. Ribis"), Mr. Ribis was granted an option to purchase certain Class A Units from Voteco and certain Class B Units from Colony Holdings (the "Option"). On November 21, 2006, Mr. Ribis exercised the Option and purchased 0.015 Class A Units from Voteco for a purchase price of $1.50. Pursuant to a Joinder Agreement, dated as of November 21, 2006, Mr. Ribis became party to the LLC Agreement. Item 5. Interest in Securities of the Issuer. Items 5(a) and (b) of the Schedule 13 D are hereby amended and restated in their entirety. (a) (i) As of November 21, 2006, Voteco beneficially owns 0.585 Class A Units representing 39% of the outstanding Class A Units. (ii) As of November 21, 2006, Mr. Barrack, as the sole member of Voteco, is deemed to beneficially own 0.585 Class A Units representing 39% of the outstanding Class A Units. In addition, Mr. Barrack is deemed to beneficially own an additional 0.30 Class A Units since he is a member and manager of Coinvestment Voteco, which represents 20% of the currently outstanding Class A Units. Voteco's power to dispose of such shares is subject to the Transfer Restriction Agreement, pursuant to which Voteco may not transfer any Class A Units, except as provided in such Transfer Restriction Agreement. See "Item 6. Contracts, Arrangements, Understandings of Relationships with Respect to Securities of the Issuer." (b) (i) Voteco has sole power to vote or direct the vote of 0.585 Class A Units. (ii) Mr. Barrack, as the sole member of Voteco, has sole power to vote or direct the vote of 0.585 Class A Units. In addition, Mr. Barrack has sole power to vote or to direct the vote of 0.30 Class A Units through Coinvestment Voteco. Item 6. Contracts, Agreements, Understandings or Relationships with Respect to Securities of the Issuer. Item 6 of the Schedule 13D is hereby amended by adding thereto the following: As described in Item 4 hereto, Voteco entered the Joinder Agreement pursuant to which Mr. Ribis became party to the LLC Agreement. The information set forth in Item 4 with respect to the Joinder Agreement is incorporated into this Item 6 by reference. Item 7. Exhibits 99.1 Joinder Agreement, dated as of November 21, 2006. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: November 22, 2006 COLONY RESORTS LVH VOTECO, LLC By: /s/ Thomas J. Barrack, Jr. ------------------------------------- Name: Thomas J. Barrack, Jr. Title: Manager /s/ Thomas J. Barrack, Jr. ----------------------------------------- Thomas J. Barrack, Jr. [Signature Page to Amendment No. 1 to Schedule 13D] EX-99.1 2 c3345303a.txt JOINDER AGREEMENT Exhibit 99.1 JOINDER AGREEMENT THIS JOINDER to the Amended and Restated Limited Liability Company Agreement of Colony Resorts LVH Acquisitions, LLC (the "Company"), dated as of June 18, 2004, as amended by Amendment No. 1 to Amended and Restated Limited Liability Company Agreement dated as of June 23, 2004 (as amended, the "Operating Agreement"), is made as of November 21, 2006, by and among Nicholas L. Ribis ("Ribis") and the Members of the Company. Capitalized terms used herein but not otherwise defined shall have the meanings set forth in the Operating Agreement. WHEREAS, in accordance with the terms of that certain Option Agreement dated as of June 18, 2004, by and between Colony Resorts LVH Holdings, LLC ("Colony"), Colony Resorts LVH VoteCo, LLC ("VoteCo") and Nicholas L. Ribis ("Ribis"), Ribis has acquired certain Membership Units in the Company; and WHEREAS, the Operating Agreement requires Ribis, as a holder of Membership Units, to become a party to the Operating Agreement, and Ribis agrees to do so in accordance with the terms hereof. NOW THEREFORE, intending to be legally bound, and for good and valuable consideration the receipt and sufficiency of which is acknowledged, the undersigned hereby agree as follows: 1. Ribis agrees that, upon execution of this Joinder Agreement, he shall become a party to the Operating Agreement and shall be fully bound by all the terms and conditions of the Operating Agreement as though an original party thereto and shall be deemed, and is hereby admitted as, a Member for all purposes thereof. Without limiting the generality of the foregoing, Ribis hereby makes the representations, warranties and acknowledgements set forth in Section 12 of the Operating Agreement. 2. Schedule A to the Operating Agreement is hereby deleted in its entirety, and replaced with Schedule A attached hereto, effective as of the date hereof. 3. This Joinder Agreement may be executed in separate counterparts each of which shall be an original and all of which taken together shall constitute one and the same instrument. [Signature page follows] IN WITNESS WHEREOF, the undersigned have executed this Joinder Agreement as of the date set forth in the introductory paragraph hereof. /s/ Nicholas L. Ribis -------------------------------------------- Nicholas L. Ribis Colony Resorts LVH Acquisitions, LLC, a Nevada limited liability company By: /s/ Rodolfo Prieto ----------------------------------------------- Name: Rodolfo Prieto Title: Chief Executive Officer and General Manager Colony Resorts LVH Voteco, LLC, a Delaware limited liability company By: /s/ Thomas J. Barrack, Jr ----------------------------------------------- Name: Thomas J. Barrack, Jr. Title: Sole Member Colony Resorts LVH Coinvestment Voteco, LLC, a Delaware limited liability company By: /s/ Thomas J. Barrack, Jr ----------------------------------------------- Name: Thomas J. Barrack, Jr. Title: Member WH/LVH Managers Voteco LLC, a Delaware limited liability company By: /s/ Jonathan Langer ----------------------------------------------- Name: Jonathan Langer Title: Managing Member Colony Resorts LVH Co-Investment Partners, L.P., a Delaware limited partnership By: Colony Resorts LVH Co-Investment Genpar, LLC, its General Partner By: /s/ Thomas J. Barrack, Jr ----------------------------------------------- Name: Thomas J. Barrack, Jr. Title: Sole Member Colony Resorts LVH Holdings, LLC, a Delaware limited liability company By: Colony Investors VI, L.P., its sole member By: Colony Capital VI, L.P., its general partner By: ColonyGP VI, LLC, its general partner By: /s/ Thomas J. Barrack, Jr ----------------------------------------------- Name: Thomas J. Barrack, Jr. Title: Sole Member
SCHEDULE A ---------- MEMBERSHIP UNITS AND INITIAL CAPITAL CONTRIBUTION FOR THE CLASS A MEMBERS AND CLASS B MEMBERS CLASS A MEMBERSHIP UNITS ----------------------------------- -------------------------- ------------------------------- CLASS A INITIAL CAPITAL CONTRIBUTION CLASS A MEMBER MEMBERSHIP UNITS ----------------------------------- -------------------------- ------------------------------- Voteco 0.585 $60 ----------------------------------- -------------------------- ------------------------------- Nicholas L. Ribis 0.015 $-0- ----------------------------------- -------------------------- ------------------------------- Co-Investment Voteco 0.30 $90 ----------------------------------- -------------------------- ------------------------------- Whitehall Voteco 0.60 $-0- ----------------------------------- -------------------------- ------------------------------- TOTAL 1.50 $150 ----------------------------------- -------------------------- -------------------------------
CLASS B MEMBERSHIP UNITS ---------------------------------- --------------------------- ----------------------------- CLASS B CLASS B MEMBER MEMBERSHIP UNITS INITIAL CAPITAL CONTRIBUTION ------------------------------------ -------------------------- ----------------------------- Holdings 585,000 $60,000,000 ----------------------------------- -------------------------- ------------------------------ Nicholas L. Ribis 15,000 $-0- ----------------------------------- -------------------------- ------------------------------ Co-Investment Partners 900,000 $90,000,000 ----------------------------------- -------------------------- ------------------------------ TOTAL 1,500,000 $150,000,000 ---------------------------------- --------------------------- -------------------------------
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