-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SQjoE0OqVZIaY+dTdvf+sNkc7jGsLNL9x/m0Lc/yp/Cq9/XxeAYrcOCP/MNgVAor 6BYafBtTi2Dh3vPSynRreA== 0001209191-08-035253.txt : 20080605 0001209191-08-035253.hdr.sgml : 20080605 20080605092039 ACCESSION NUMBER: 0001209191-08-035253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080603 FILED AS OF DATE: 20080605 DATE AS OF CHANGE: 20080605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WCA WASTE CORP CENTRAL INDEX KEY: 0001282398 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 200829917 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7132922400 MAIL ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serota Jeffrey CENTRAL INDEX KEY: 0001394808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50808 FILM NUMBER: 08882029 BUSINESS ADDRESS: BUSINESS PHONE: 310-201-4174 MAIL ADDRESS: STREET 1: ARES MANAGEMENT LLC STREET 2: 1999 AVENUE OF THE STARS, SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 h57404_3jss.xml MAIN DOCUMENT DESCRIPTION X0202 4 2008-06-03 0001282398 WCA WASTE CORP WCAA 0001394808 Serota Jeffrey C/O ARES MANAGEMENT LLC 1999 AVENUE OF THE STARS, SUITE 1900 LOS ANGELES CA 90067 1 0 0 0 Common Stock 2008-06-03 4 A 0 6316 0 A 18948 D Consists of shares of restricted stock granted under the Issuer's Second Amended and Restated 2004 Incentive Plan. These restricted shares will vest in full on June 3, 2009. These securities are held by Mr. Serota (the "Reporting Person") for the benefit of Ares Management LLC ("Ares Management") and certain entities managed by or affiliated with Ares Management (together with Ares Management, the "Ares Entities"). The Reporting Person is associated with Ares Management and certain of the other Ares Entities. Pursuant to the policies of the Ares Entities, the Reporting Person must hold these securities as a nominee on behalf of, and for the sole benefit of, Ares Management. The Reporting Person disclaims beneficial ownership of these securities (except to the extent of any pecuniary interest therein) and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any interest in, any such securities not directly owned by the Reporting Person for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any othe r purpose. Amounts reported in this Form 4 do not include any securities of the Issuer held by Ares Corporate Opportunities Fund II, L.P. ("ACOF II"), an affiliate of Ares Management. The Reporting Person disclaims beneficial ownership of all securities of the Issuer directly and indirectly held by ACOF II and any other Ares Entities, except to the extent of any pecuniary interest therein. The amounts reported herein shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any interest in, any such securities not directly owned by the Reporting Person for purposes of Section 16 of the Exchange Act or for any other purpose. /s/ Jeffrey S. Serota 2008-06-03 -----END PRIVACY-ENHANCED MESSAGE-----