Delaware
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46-2847717
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification Number)
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4001 Rodney Parham Road
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72212
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Little Rock, Arkansas
(Address of Principal Executive Offices)
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(Zip Code)
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Large accelerated filer ☐
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Accelerated filer
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☐ | |
Non-accelerated filer ☒
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Smaller reporting company
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☒ | |
Emerging growth company
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☐ |
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Registration Statement on Form S-8 (No. 333-226643), filed with the SEC on August 7, 2018, pertaining to the registration of 1,920,000 shares of Common Stock in connection with the Company’s Amended and Restated
Windstream 2006 Equity Incentive Plan.
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Registration Statement on Form S-8 (No. 333-219774), filed with the SEC on August 8, 2017, pertaining to the registration of 1,061,323 shares of common stock, par value $0.0001 per share (“Common Stock”),
of the Company to be issued pursuant to separate Inducement Restricted Shares Agreements between the Company and six individuals as a material inducement to their employment with the Company.
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Registration Statement on Form S-8 (No. 333-216283), filed with the SEC on February 27, 2017, pertaining to the registration of 11,177,459 of Common Stock representing the aggregate number of shares subject to
outstanding restricted stock units and available for future issuance under the EarthLink Holdings Corp. 2016 Equity and Cash Incentive Plan and the EarthLink Holdings Corp. 2011 Equity and Cash Incentive Plan assumed by the Company in
connection with its acquisition of EarthLink Holdings Corp., a Delaware corporation, pursuant to an Agreement and Plan of Merger dated as of November 5, 2016.
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Registration Statement on Form S-8 (No. 333-195841), filed with the SEC on May 9, 2014, pertaining to the registration of 15,000,000 shares of Common Stock in connection with the Company’s Amended and Restated
Windstream 2006 Equity Incentive Plan.
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Registration Statement on Form S-8 (No. 333-178279), filed with the SEC on December 2, 2011, pertaining to the issuance of 8,447,289 shares of Common Stock. The shares represented the aggregate number of shares
subject to outstanding stock options and restricted stock units under the PAETEC Holding Corp. 2011 Omnibus Incentive Plan, the PAETEC Holding Corp. 2007 Omnibus Incentive Plan, the PAETEC Corp. 2001 Stock Option and Incentive Plan, the
US LEC Corp. 1998 Omnibus Stock Plan, and the McLeodUSA Incorporated 2006 Omnibus Equity Plan of PAETEC Holding Corp. assumed by the Company in connection with its acquisition of PAETEC Holding Corp., pursuant to an Agreement and Plan of
Merger dated as of July 31, 2011.
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Registration Statement on Form S-8 (No. 333-167238), filed with the SEC on June 1, 2010, pertaining to the issuance of an aggregate of 276,625 shares of Common Stock. The shares represented the aggregate number
of restricted shares outstanding under the Iowa Telecommunications Services, Inc. 2005 Stock Incentive Plan assumed by the Company in connection with the acquisition of Iowa Telecommunications Services, Inc., pursuant to an Agreement and
Plan of Merger dated as of November 23, 2009.
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Registration Statement on Form S-8 (No. 333-166707), filed with the SEC on May 10, 2010, pertaining to the registration of 10,000,000 shares of Common Stock in connection with the Company’s Amended and Restated
Windstream 2006 Equity Incentive Plan.
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Registration Statement on Form S-8 (No. 333-163452), filed with the SEC on December 2, 2009, pertaining to the issuance of an aggregate of 236,702 shares of Common Stock. The shares represented the aggregate
number of shares subject to outstanding awards available for issuance pursuant to the 1999 Long-Term Incentive Plan of D&E Communications, Inc. and the Conestoga Enterprises, Inc. 1999 Stock Option Plan, assumed by the Company in
connection with the acquisition of D&E Communications, Inc., pursuant to an Agreement and Plan of Merger dated as of May 10, 2009.
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WINDSTREAM HOLDINGS, INC.
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By: |
/s/ Kristi M. Moody
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Name: |
Kristi M. Moody
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Title: |
Executive Vice President, General Counsel and Secretary
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