0001553350-18-000411.txt : 20180425
0001553350-18-000411.hdr.sgml : 20180425
20180425195108
ACCESSION NUMBER: 0001553350-18-000411
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180424
FILED AS OF DATE: 20180425
DATE AS OF CHANGE: 20180425
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mayer Allan
CENTRAL INDEX KEY: 0001421302
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38331
FILM NUMBER: 18775656
MAIL ADDRESS:
STREET 1: C/O DOLPHIN DIGITAL MEDIA, INC.
STREET 2: 2151 LE JEUNE ROAD, SUITE 150 MEZZANINE
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dolphin Entertainment, Inc.
CENTRAL INDEX KEY: 0001282224
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 860787790
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2151 S. LEJEUNE ROAD
STREET 2: SUITE 150
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
BUSINESS PHONE: 305-774-0407
MAIL ADDRESS:
STREET 1: 2151 S. LEJEUNE ROAD
STREET 2: SUITE 150
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
FORMER COMPANY:
FORMER CONFORMED NAME: DOLPHIN DIGITAL MEDIA INC
DATE OF NAME CHANGE: 20080818
FORMER COMPANY:
FORMER CONFORMED NAME: LOGICA HOLDINGS INC
DATE OF NAME CHANGE: 20070716
FORMER COMPANY:
FORMER CONFORMED NAME: MAXIMUM AWARDS INC
DATE OF NAME CHANGE: 20040301
4
1
mayer4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-04-24
0
0001282224
Dolphin Entertainment, Inc.
DLPN
0001421302
Mayer Allan
C/O DOLPHIN ENTERTAINMENT, INC.
2151 LE JEUNE ROAD, SUITE 150-MEZZANINE
CORAL GABLES
FL
33134
1
0
0
0
Common Stock
2018-04-24
4
P
0
1985
2.95
A
362404
I
By Trust
Common Stock
2018-04-25
4
P
0
900
3.39
A
363304
I
By Trust
The purchases reported in this Form 4 were effected pursuant to a pre-arranged, non-discretionary trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $2.88 to $3.04 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
These shares are held by the Mayer-Vogel Trust, of which the Reporting Person is the trustee.
The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $3.32 to $3.46 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
/s/ Allan Mayer
2018-04-25