0001553350-18-000411.txt : 20180425 0001553350-18-000411.hdr.sgml : 20180425 20180425195108 ACCESSION NUMBER: 0001553350-18-000411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180424 FILED AS OF DATE: 20180425 DATE AS OF CHANGE: 20180425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayer Allan CENTRAL INDEX KEY: 0001421302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38331 FILM NUMBER: 18775656 MAIL ADDRESS: STREET 1: C/O DOLPHIN DIGITAL MEDIA, INC. STREET 2: 2151 LE JEUNE ROAD, SUITE 150 MEZZANINE CITY: CORAL GABLES STATE: FL ZIP: 33134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dolphin Entertainment, Inc. CENTRAL INDEX KEY: 0001282224 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 860787790 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2151 S. LEJEUNE ROAD STREET 2: SUITE 150 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: 305-774-0407 MAIL ADDRESS: STREET 1: 2151 S. LEJEUNE ROAD STREET 2: SUITE 150 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: DOLPHIN DIGITAL MEDIA INC DATE OF NAME CHANGE: 20080818 FORMER COMPANY: FORMER CONFORMED NAME: LOGICA HOLDINGS INC DATE OF NAME CHANGE: 20070716 FORMER COMPANY: FORMER CONFORMED NAME: MAXIMUM AWARDS INC DATE OF NAME CHANGE: 20040301 4 1 mayer4.xml OWNERSHIP DOCUMENT X0306 4 2018-04-24 0 0001282224 Dolphin Entertainment, Inc. DLPN 0001421302 Mayer Allan C/O DOLPHIN ENTERTAINMENT, INC. 2151 LE JEUNE ROAD, SUITE 150-MEZZANINE CORAL GABLES FL 33134 1 0 0 0 Common Stock 2018-04-24 4 P 0 1985 2.95 A 362404 I By Trust Common Stock 2018-04-25 4 P 0 900 3.39 A 363304 I By Trust The purchases reported in this Form 4 were effected pursuant to a pre-arranged, non-discretionary trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $2.88 to $3.04 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. These shares are held by the Mayer-Vogel Trust, of which the Reporting Person is the trustee. The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $3.32 to $3.46 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. /s/ Allan Mayer 2018-04-25