0001553350-17-001444.txt : 20171226 0001553350-17-001444.hdr.sgml : 20171225 20171226184922 ACCESSION NUMBER: 0001553350-17-001444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171221 FILED AS OF DATE: 20171226 DATE AS OF CHANGE: 20171226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Dowd William IV CENTRAL INDEX KEY: 0001520776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38331 FILM NUMBER: 171275084 MAIL ADDRESS: STREET 1: 2151 LE JEUNE ROAD STREET 2: SUITE 150 MEZZANINE CITY: CORAL GABLES STATE: FL ZIP: 33134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dolphin Entertainment, Inc. CENTRAL INDEX KEY: 0001282224 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 860787790 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2151 S. LEJEUNE ROAD STREET 2: SUITE 150 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: 305-774-0407 MAIL ADDRESS: STREET 1: 2151 S. LEJEUNE ROAD STREET 2: SUITE 150 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: DOLPHIN DIGITAL MEDIA INC DATE OF NAME CHANGE: 20080818 FORMER COMPANY: FORMER CONFORMED NAME: LOGICA HOLDINGS INC DATE OF NAME CHANGE: 20070716 FORMER COMPANY: FORMER CONFORMED NAME: MAXIMUM AWARDS INC DATE OF NAME CHANGE: 20040301 4 1 odowd4.xml OWNERSHIP DOCUMENT X0306 4 2017-12-21 0 0001282224 Dolphin Entertainment, Inc. DLPN 0001520776 O'Dowd William IV C/O DOLPHIN ENTERTAINMENT, INC. 2151 LE JEUNE ROAD, SUITE 150-MEZZANINE CORAL GABLES FL 33134 1 1 1 0 Chief Executive Officer Common Stock 2017-12-21 4 P 0 88500 4.115 A 565450 D Common Stock 527841 I By Dolphin Entertainment, LLC Common Stock 621052 I By Dolphin Digital Media Holdings, LLC Warrants 4.74 2017-12-21 4 P 0 88500 0.01 A 2017-12-26 2020-12-26 Common Stock 88500 88500 D The price represents the public offer price of the shares and warrants in the Issuer's public offering. The Issuer completed a 2-to-1 reverse stock split effective September 14, 2017. The amount stated reflects the post-split adjustment. Fractional shares resulting from the reverse stock split were rounded up to the nearest whole share. /s/ William O'Dowd, IV 2017-12-26