UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Current
Report
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Item 5.07 Submission of matters to a vote of security holders.
On November 10, 2025, the Company held its annual meeting of shareholders (the “Annual Meeting”). A total of 13,183,943 votes of the Company’s voting capital stock were present or represented by proxy at the Annual Meeting, representing approximately sixty-nine percent (69%) of the votes entitled to be cast by the Company’s shareholders as of September 15, 2025, the record date for the Annual Meeting.
At the Annual Meeting, four (4) proposals were submitted for a vote of the Company’s shareholders and the related results are as follows:
Proposal No. 1: The election of William O’Dowd, IV, Mirta Negrini, Michael Espensen, Nelson Famadas, Hilarie Bass, Nicholas Stanham and Claudia Grillo for terms until the next succeeding annual meeting of shareholders or until such directors’ successor shall have been duly elected and qualified. The shareholders elected the seven (7) directors by the following votes:
| Name | For | Withheld | Broker Non-Votes |
| William O’Dowd, IV | 9,090,233 | 297,368 | 3,796,342 |
| Mirta Negrini | 9,006,939 | 380,662 | 3,796,342 |
| Michael Espensen | 8,793,626 | 593,975 | 3,796,342 |
| Nelson Famadas | 8,876,950 | 510,651 | 3,796,342 |
| Hilarie Bass | 9,126,025 | 261,576 | 3,796,342 |
| Nicholas Stanham | 8,876,290 | 511,311 | 3,796,342 |
| Claudia Grillo | 9,173,274 | 214,327 | 3,796,342 |
Proposal No. 2: The shareholders ratified Grant Thornton LLP as the Company’s independent registered accounting firm by the following votes:
| Votes For | 12,903,793 |
| Votes Against | 224,472 |
| Abstentions | 55,678 |
Proposal No. 3: The shareholders voted to approve, for the purposes of complying with Nasdaq Listing Rule 5635(d), the issuance of shares of our common stock to Lincoln Park Capital Fund, LLC (“Lincoln Park”), pursuant to that certain Purchase Agreement, dated August 12, 2025, by and between the Company and Lincoln Park, in an amount equal to 20% or more of our common stock outstanding before the execution of such Purchase Agreement by the following votes:
| Votes For | 9,003,484 |
| Votes Against | 351,312 |
| Abstentions | 32,805 |
| Broker Non-Votes | 3,796,342 |
Proposal No. 4: The shareholders voted to approve, on a non-binding advisory basis, the 2024 compensation to the Company’s named executive officers by the following votes:
| Votes For | 9,037,607 |
| Votes Against | 320,072 |
| Abstentions | 29,922 |
| Broker Non-Votes | 3,796,342 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| DOLPHIN ENTERTAINMENT, INC. | ||||||
| Date: November 12, 2025 | By: | /s/ Mirta A. Negrini | ||||
| Mirta A. Negrini | ||||||
| Chief Financial Officer | ||||||