UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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FORM
Current
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Item 5.07 Submission of matters to a vote of security holders.
On November 20, 2023, Dolphin Entertainment, Inc., a Florida corporation (the “Company”) held its annual meeting of shareholders (the “Annual Meeting”). A total of 30,175,898 votes of the Company’s voting capital stock were present or represented by proxy at the Annual Meeting, representing approximately eighty percent (80%) of the votes entitled to be cast by the Company’s shareholders as of September 25, 2023, the record date for the Annual Meeting.
At the Annual Meeting, two (2) proposals were submitted for a vote of the Company’s shareholders and the related results are as follows:
Proposal No. 1: The election of William O’Dowd, IV, Mirta Negrini, Michael Espensen, Nelson Famadas, Anthony Leo, Nicholas Stanham and Claudia Grillo for terms until the next succeeding annual meeting of shareholders or until such directors’ successor shall have been duly elected and qualified. The shareholders elected the seven (7) directors by the following votes:
Name | For | Withheld | Broker Non-Votes |
William O’Dowd, IV | 25,439,675 | 293,814 | 4,442,409 |
Mirta Negrini | 25,436,255 | 297,234 | 4,442,409 |
Michael Espensen | 25,070,476 | 663,013 | 4,442,409 |
Nelson Famadas | 25,103,721 | 629,768 | 4,442,409 |
Anthony Leo | 25,542,508 | 190,981 | 4,442,409 |
Nicholas Stanham | 25,104,052 | 629,437 | 4,442,409 |
Claudia Grillo | 25,546,910 | 186,579 | 4,442,409 |
Proposal No. 2: The shareholders ratified Grant Thornton LLP as the Company’s independent registered accounting firm by the following votes:
Votes For | 30,089,017 |
Votes Against | 83,692 |
Abstentions | 3,189 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
DOLPHIN ENTERTAINMENT, INC. | ||||||
Date: November 21, 2023 | By: |
/s/ Mirta A. Negrini | ||||
Mirta A. Negrini | ||||||
Chief Financial and Operating Officer |