-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ACnRY74QtqecldfrtS2M76PiIVg1fKXnPig5r+4g8cYn3WMm+rAtEMM9m22/11dv vT8pr0hVfMU/tyss1NbnDA== 0001179110-05-008439.txt : 20050428 0001179110-05-008439.hdr.sgml : 20050428 20050428194059 ACCESSION NUMBER: 0001179110-05-008439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050426 FILED AS OF DATE: 20050428 DATE AS OF CHANGE: 20050428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Curtis L CENTRAL INDEX KEY: 0001293123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32198 FILM NUMBER: 05782271 BUSINESS ADDRESS: BUSINESS PHONE: (317)249-4767 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BLVD. STREET 2: SUITE 500 CITY: CARMEL STATE: IN ZIP: 46032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADESA INC CENTRAL INDEX KEY: 0001281949 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MOTOR VEHICLES & MOTOR VEHICLE PARTS & SUPPLIES [5010] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 13085 HAMILTON CROSSING BLVD CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: 8009233725 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BLVD CITY: CARMEL STATE: IN ZIP: 46032 4 1 edgar.xml FORM 4 - X0202 4 2005-04-26 0 0001281949 ADESA INC KAR 0001293123 Phillips Curtis L 13085 HAMILTON CROSSING BLVD. CARMEL IN 46032 0 1 0 0 Treasurer Common Stock 7770.021 D Restricted Stock Units convertible to Common Stock 0 2005-04-26 4 A 0 2490 0 A Common Stock 2490 2490 D Option to Purchase Common Stock (right to buy) 24.00 2005-04-26 4 A 0 39837 0 A 2011-04-26 Common Stock 39837 39837 D Option to Purchase Common Stock (right to buy) 24.00 2010-06-16 Common Stock 9304 9304 D Option to Purchase Common Stock (right to buy) 22.44 2011-02-15 Common Stock 11832 11832 D Option to Purchase Common Stock (right to buy) 14.49 2011-01-02 Common Stock 2740 2740 D Option to Purchase Common Stock (right to buy) 15.75 2012-01-02 Common Stock 5541 5541 D Restricted Stock Units vest on June 16, 2007, provided that the executive is employed by ADESA, Inc. on such date at which time they will be converted into shares of ADESA, Inc. common stock or cash, at the election of ADESA, Inc. N/A Immediately exercisable. On March 9, 2005, the Board of Directors of ADESA, Inc. approved resolutions to accelerate the vesting of certain unvested and "out-of-the-money" stock options granted under the ADESA, Inc. 2004 Equity and Incentive Plan. Options vest and become exercisable with respect to one-third (1/3) of the total grant on each of the first three anniversaries of the date of grant, provided that the executive is employed by ADESA, Inc. on such date. The grant vested and became exercisable on January 2, 2003. One-half (1/2) of the total grant vested and became exercisable on January 2, 2003 and the remaining one-half (1/2) of the grant vested and became exercisable on January 2, 2004. Michelle Mallon for Curtis L. Phillips 2005-04-28 -----END PRIVACY-ENHANCED MESSAGE-----