0001959173-24-001119.txt : 20240216 0001959173-24-001119.hdr.sgml : 20240216 20240216162630 ACCESSION NUMBER: 0001959173-24-001119 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240216 DATE AS OF CHANGE: 20240216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKET PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001281895 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36829 FILM NUMBER: 24648802 BUSINESS ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: SUITE 7530 CITY: NEW YORK STATE: NY ZIP: 10118 BUSINESS PHONE: 646-440-9100 MAIL ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: SUITE 7530 CITY: NEW YORK STATE: NY ZIP: 10118 FORMER COMPANY: FORMER CONFORMED NAME: INOTEK PHARMACEUTICALS CORP DATE OF NAME CHANGE: 20040226 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Shah Gaurav CENTRAL INDEX KEY: 0001725922 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: SUITE 1040 CITY: NEW YORK STATE: NY ZIP: 10016 144 1 primary_doc.xml 144 0001725922 XXXXXXXX LIVE 0001281895 ROCKET PHARMACEUTICALS, INC. 001-36829 350 FIFTH AVENUE SUITE 7530 NEW YORK NY 10118 646-440-9100 Shah Gaurav Officer Director Common Fidelity Brokerage Services LLC

900 Salem Street Smithfield RI 02917

20272 604873.91 90158895 02/16/2024 NASDAQ Common 02/15/2024 Restricted Stock Vesting Issuer N 20272 02/15/2024 Compensation N Gaurav Shah

9 Cedarbrook Drive Cranbury NJ 08512

Common 11/16/2023 4627 97551.97 02/16/2024 /s/ Kevin Johnson, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Gaurav Shah