0001959173-23-004817.txt : 20231116 0001959173-23-004817.hdr.sgml : 20231116 20231116152808 ACCESSION NUMBER: 0001959173-23-004817 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKET PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001281895 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36829 FILM NUMBER: 231414354 BUSINESS ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: SUITE 7530 CITY: NEW YORK STATE: NY ZIP: 10118 BUSINESS PHONE: 646-440-9100 MAIL ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: SUITE 7530 CITY: NEW YORK STATE: NY ZIP: 10118 FORMER COMPANY: FORMER CONFORMED NAME: INOTEK PHARMACEUTICALS CORP DATE OF NAME CHANGE: 20040226 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Shah Gaurav CENTRAL INDEX KEY: 0001725922 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: SUITE 1040 CITY: NEW YORK STATE: NY ZIP: 10016 144 1 primary_doc.xml 144 0001725922 XXXXXXXX LIVE 0001281895 ROCKET PHARMACEUTICALS, INC. 001-36829 350 FIFTH AVENUE SUITE 7530 NEW YORK NY 10118 646-440-9100 Shah Gaurav Officer Director Common Fidelity Brokerage Services LLC

900 Salem Street Smithfield RI 02917

4627 97551.97 90158895 11/16/2023 NASDAQ Common 11/14/2023 Restricted Stock Vesting Issuer N 4627 11/14/2023 Compensation N Gaurav Shah

9 Cedarbrook Drive Cranbury NJ 08512

Common 08/17/2023 4767 73751.21 11/16/2023 /S/ Adam Gehring, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Gaurav Shah