SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Danella Katherine R

(Last) (First) (Middle)
P. O. BOX 10247

(Street)
BIRMINGHAM AL 35202-0247

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/09/2018
3. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP
5. If Amendment, Date of Original Filed (Month/Day/Year)
08/17/2018
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 427.9(1) I By Limited Partnership
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the reporting person's proportionate interest in shares held by a limited partnership in which the reporting person holds (i) an indirect general partner interest and (ii) limited partner interests (A) individually and (B) indirectly through a generation-skipping transfer trust, of which the reporting person is a beneficiary and serves as trustee.
Remarks:
The reporting person's Form 3 filed on 8/17/2018 (the "Original Filing") reported in Table I, Column 2 an aggregate of 351.3 shares of Regions Financial Corporation ("RF") indirectly beneficially owned by the reporting person, based on her proportionate indirect ownership interest in the RF shares directly held by a limited partnership. However, the Original Filing inadvertently omitted an additional 76.6 RF shares that are also attributable to the indirect beneficial ownership of the reporting person resulting from the direct ownership interest in the same limited partnership of a generation-skipping trust, of which the reporting person is a beneficiary and serves as trustee. This Form 3/A is being filed to correctly reflect the reporting person's aggregate proportionate indirect ownership interest in the RF shares directly held by the limited partnership (427.9 RF shares). Although the additional 76.6 RF shares were also omitted from four Forms 4 filed by the reporting person subsequent to the date of the Original Filing, there have been no transactions by the limited partnership in RF common stock since that time.
Lachelle S. Koon - Attorney-in-Fact 12/18/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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