0001172661-20-002326.txt : 20201116 0001172661-20-002326.hdr.sgml : 20201116 20201116164115 ACCESSION NUMBER: 0001172661-20-002326 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11743 FILM NUMBER: 201317745 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001281446 XXXXXXXX 09-30-2020 09-30-2020 false GREAT POINT PARTNERS LLC

165 Mason Street, 3rd Floor Greenwich CT 06830

13F HOLDINGS REPORT 028-11743 Y David Kroin is no longer with the firm as of 9/30/2020 and as such no longer holds discretion over any securities within this filing. Dr. Jeffrey R. Jay, M.D. 203-971-3300 /s/ Dr. Jeffrey R. Jay, M.D. Greenwich CT 11-16-2020 2 34 1111643 1 0001239607 028-12517 JAY JEFFREY R 2 0001832128 Yehudai Ortav INFORMATION TABLE 2 infotable.xml ABEONA THERAPEUTICS INC COM 00289Y107 3971 3892921 SH DFND 1,2 3892921 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 79264 1921563 SH DFND 1,2 1921563 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 12400 328817 SH DFND 1,2 328817 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 74558 996898 SH DFND 1,2 996898 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 36609 2485327 SH DFND 1,2 2485327 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 28279 435000 SH DFND 1,2 435000 0 0 CALITHERA BIOSCIENCES INC COM 13089P101 10069 2918581 SH DFND 1,2 2918581 0 0 CHEMOCENTRYX INC COM 16383L106 13877 253230 SH DFND 1,2 253230 0 0 CONSTELLATION PHARMCETICLS I COM 210373106 57983 2861924 SH DFND 1,2 2861924 0 0 CYTOKINETICS INC COM NEW 23282W605 5477 253000 SH Put DFND 1,2 253000 0 0 CYTOKINETICS INC COM NEW 23282W605 55197 2549525 SH DFND 1,2 2549525 0 0 GERON CORP COM 374163103 16853 9685528 SH DFND 1,2 9685528 0 0 GLAUKOS CORP COM 377322102 22091 446097 SH DFND 1,2 446097 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 36154 655676 SH DFND 1,2 655676 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 50645 520232 SH DFND 1,2 520232 0 0 INTERSECT ENT INC COM 46071F103 12199 747926 SH DFND 1,2 747926 0 0 INVENTIVA SA ADS 46124U107 11813 999422 SH DFND 1,2 999422 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 127618 3876600 SH DFND 1,2 3876600 0 0 KADMON HLDGS INC COM 48283N106 9800 2500000 SH DFND 1,2 2500000 0 0 LANTHEUS HLDGS INC COM 516544103 7535 594750 SH DFND 1,2 594750 0 0 LIQUIDIA TECHNOLOGIES INC COM 53635D202 5853 1189607 SH DFND 1,2 1189607 0 0 MACROGENICS INC COM 556099109 38042 1510215 SH DFND 1,2 1510215 0 0 MILLENDO THERAPEUTICS INC COM 60040X103 1920 1177900 SH DFND 1,2 1177900 0 0 OYSTER PT PHARMA INC COM 69242L106 1480 70121 SH DFND 1,2 70121 0 0 PROTHENA CORP PLC SHS G72800108 15469 1548479 SH DFND 1,2 1548479 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 11120 1102073 SH DFND 1,2 1102073 0 0 SAGE THERAPEUTICS INC COM 78667J108 120204 1966688 SH DFND 1,2 1966688 0 0 SANGAMO THERAPEUTICS INC COM 800677106 15023 1589724 SH DFND 1,2 1589724 0 0 TG THERAPEUTICS INC COM 88322Q108 42816 1600000 SH DFND 1,2 1600000 0 0 TRANSLATE BIO INC COM 89374L104 12839 943339 SH DFND 1,2 943339 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 64718 640773 SH DFND 1,2 640773 0 0 VERICEL CORP COM 92346J108 27439 1480787 SH DFND 1,2 1480787 0 0 VIEWRAY INC COM 92672L107 9295 2655763 SH DFND 1,2 2655763 0 0 ZYMEWORKS INC COM 98985W102 73033 1567900 SH DFND 1,2 1567900 0 0