0001209191-17-007906.txt : 20170203 0001209191-17-007906.hdr.sgml : 20170203 20170203194959 ACCESSION NUMBER: 0001209191-17-007906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigPeak, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 522-3100 MAIL ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: GigOptix, Inc. DATE OF NAME CHANGE: 20080411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAZZARA JOSEPH J CENTRAL INDEX KEY: 0001281079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35520 FILM NUMBER: 17573783 MAIL ADDRESS: STREET 1: 6550 DUMBARTON CIRCLE STREET 2: SCIENTIFIC TECHNOLOGIES INC CITY: FREMONT STATE: CA ZIP: 94555 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-01 0 0001432150 GigPeak, Inc. GIG 0001281079 LAZZARA JOSEPH J C/O GIGPEAK, INC. 130 BAYTECH DRIVE SAN JOSE CA 95134 1 0 0 0 Common Stock 2017-02-01 4 M 0 1307 0.00 A 1307 D Common Stock 2017-02-01 4 M 0 625 0.00 A 1932 D Common Stock 2017-02-01 4 M 0 720 0.00 A 2652 D Common Stock 2017-02-01 4 M 0 1250 0.00 A 3902 D Common Stock 2017-02-01 4 M 0 2500 0.00 A 6402 D Common Stock 165920 I By the Joseph and Nancy Lazzara Family Trust Restricted Stock Units (RSUs) 0.00 2017-02-01 4 M 0 1307 0.00 D Common Stock 1307 1307 D Restricted Stock Units (RSUs) 0.00 2017-02-01 4 M 0 625 0.00 D Common Stock 625 3125 D Restricted Stock Units (RSUs) 0.00 2017-02-01 4 M 0 720 0.00 D Common Stock 720 6480 D Restricted Stock Units (RSUs) 0.00 2017-02-01 4 M 0 1250 0.00 D Common Stock 1250 3750 D Restricted Stock Units (RSUs) 0.00 2017-02-01 4 M 0 2500 0.00 D Common Stock 2500 7500 D 1,307 Restricted Stock Units ("RSUs") issued in the grant to Mr. Lazzara on 8/1/2013 vested on 2/1/2017 according to the vesting schedule previously reported. 625 RSUs issued in the grant to Mr. Lazzara on 2/10/2014 vested on 2/1/2017 according to the vesting schedule previously reported. 720 RSUs issued in the grant to Mr. Lazzara on 3/26/2015 vested on 2/1/2017 according to the vesting schedule previously reported. 1,250 RSUs issued in the grant to Mr. Lazzara on 11/19/2015 vested on 2/1/2017 according to the vesting schedule previously reported. 2,500 Restricted Stock Units issued in the grant to Mr. Lazzara on 1/5/2016 vested on 2/1/2017 according to the vesting schedule previously reported. The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported. The RSUs vest as follows: 25% vested on May 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2015 and ending on May 1, 2018, as previously reported. The RSUs vest as follows: 25% vested on May 1, 2016. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2016 and ending on May 1, 2019, as previously reported. The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported. The RSUs vest as follows: 25% vested on February 1, 2017. The remaining 75% vest in twelve quarterly installments thereafter, beginning on May 1, 2017 and ending on February 1, 2020. As the Company's non-employee directors are not Company employees, the Company does not have a tax withholding obligation at the time of vesting, and the individual non-employee director will be responsible for any tax obligations which arises in connection with such vesting. /s/ Joseph Lazzara 2017-02-03