0001473185-13-000003.txt : 20130304 0001473185-13-000003.hdr.sgml : 20130304 20130304100050 ACCESSION NUMBER: 0001473185-13-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120731 FILED AS OF DATE: 20130304 DATE AS OF CHANGE: 20130304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY INDEPENDENCE FUND, INC. CENTRAL INDEX KEY: 0001547158 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORTOISE CAPITAL ADVISORS, L.L.C. CENTRAL INDEX KEY: 0001280965 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 13660172 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER NAME: FORMER CONFORMED NAME: TORTOISE CAPITAL ADVISORS LLC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TORTOISE HOLDINGS, LLC CENTRAL INDEX KEY: 0001473172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 13660173 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-647-9700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 440 INVESTMENT GROUP, LLC CENTRAL INDEX KEY: 0001473174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 13660174 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-647-9700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER NAME: FORMER CONFORMED NAME: MARINER ALTERNATIVE ASSET MANAGEMENT, LLC DATE OF NAME CHANGE: 20090925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARINER ANDERSON ONE, LLC CENTRAL INDEX KEY: 0001473175 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 13660175 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-647-9700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARINER INSURANCE RESOURCES, LLC CENTRAL INDEX KEY: 0001473517 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 13660171 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-647-9700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MONTAGE ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001483238 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 13660170 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-647-9700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER NAME: FORMER CONFORMED NAME: MARINER ASSET MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALMER SQUARE CAPITAL ADVISORS LLC CENTRAL INDEX KEY: 0001483308 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 13660167 BUSINESS ADDRESS: STREET 1: ONE WARD PARKWAY, SUITE 126 CITY: KANSAS CITY STATE: MO ZIP: 64112 BUSINESS PHONE: 816-994-3201 MAIL ADDRESS: STREET 1: ONE WARD PARKWAY, SUITE 126 CITY: KANSAS CITY STATE: MO ZIP: 64112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASCENT INVESTMENT PARTNERS, LLC CENTRAL INDEX KEY: 0001483324 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 13660169 BUSINESS ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BLVD, SUITE 390 CITY: ST. LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 314-227-3275 MAIL ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BLVD, SUITE 390 CITY: ST. LOUIS STATE: MO ZIP: 63144 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALMER SQUARE CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001483325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 13660168 BUSINESS ADDRESS: STREET 1: ONE WARD PARKWAY, SUITE 126 CITY: KANSAS CITY STATE: MO ZIP: 64112 BUSINESS PHONE: 816-994-3201 MAIL ADDRESS: STREET 1: ONE WARD PARKWAY, SUITE 126 CITY: KANSAS CITY STATE: MO ZIP: 64112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mariner Real Estate Partners II, LLC CENTRAL INDEX KEY: 0001500941 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 13660166 BUSINESS ADDRESS: STREET 1: 4200 WEST 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-647-9700 MAIL ADDRESS: STREET 1: 4200 WEST 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2012-07-31 0 0001547158 TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP 0001473175 MARINER ANDERSON ONE, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate 0001473174 440 INVESTMENT GROUP, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate 0001473172 TORTOISE HOLDINGS, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate 0001280965 TORTOISE CAPITAL ADVISORS, L.L.C. 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 0 0 0 1 Affiliate 0001473517 MARINER INSURANCE RESOURCES, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate 0001483238 MONTAGE ASSET MANAGEMENT, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate 0001483324 ASCENT INVESTMENT PARTNERS, LLC 1401 SOUTH BRENTWOOD BLVD, SUITE 390 ST. LOUIS MO 63144 0 0 0 1 Affiliate 0001483325 PALMER SQUARE CAPITAL MANAGEMENT, LLC ONE WARD PARKWAY, SUITE 126 KANSAS CITY MO 64112 0 0 0 1 Affiliate 0001483308 PALMER SQUARE CAPITAL ADVISORS LLC ONE WARD PARKWAY, SUITE 126 KANSAS CITY MO 64112 0 0 0 1 Affiliate 0001500941 Mariner Real Estate Partners II, LLC 4200 WEST 115TH STREET SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate Common Shares 0 D /s/ Martin Bicknell, on behalf of all other persons 2013-03-04