X0204 3 2011-10-31 0 0001526329 TORTOISE PIPELINE & ENERGY FUND, INC. TTP 0001449059 440 PARTNERS, LP 4200 WEST 115TH STREET SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of Inv Advisor 0001473173 MARINER PRIVATE EQUITY, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of Inv Advisor 0001468379 Mariner Capital Ventures, LLC 4200 W. 115TH STREET SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of Inv Advisor 0001473172 TORTOISE HOLDINGS, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of Inv Advisor 0001280965 TORTOISE CAPITAL ADVISORS, L.L.C. 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 0 0 0 1 Affiliate of Inv Advisor 0001473517 MARINER INSURANCE RESOURCES, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of Inv Advisor 0001404279 Mariner Capital Partners LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of Inv Advisor 0001473714 WE R, LLC 631 NORTH 400 WEST SALT LAKE CITY UT 84103 0 0 0 1 Affiliate of Inv Advisor 0001483238 MONTAGE ASSET MANAGEMENT, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of Inv Advisor 0001483324 ASCENT INVESTMENT PARTNERS, LLC 1401 SOUTH BRENTWOOD BLVD, SUITE 390 ST. LOUIS MO 63144 0 0 0 1 Affiliate of Inv Advisor Common Shares 0 D 2 of 5 /s/ Martin Bicknell, on behalf of all other persons 2011-12-05