0001562180-24-000815.txt : 20240130 0001562180-24-000815.hdr.sgml : 20240130 20240130174032 ACCESSION NUMBER: 0001562180-24-000815 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240112 FILED AS OF DATE: 20240130 DATE AS OF CHANGE: 20240130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Follmann Christian CENTRAL INDEX KEY: 0001907321 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 24579838 MAIL ADDRESS: STREET 1: C/O HERCULES CAPITAL, INC. STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 ORGANIZATION NAME: IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4/A 1 primarydocument.xml PRIMARY DOCUMENT X0508 4/A 2024-01-12 2024-01-17 false 0001280784 Hercules Capital, Inc. HTGC 0001907321 Follmann Christian C/O HERCULES CAPITAL, INC. 400 HAMILTON AVENUE, SUITE 310 PALO ALTO CA 94301 false true false false Chief Operating Officer false Common Stock 2024-01-12 4 F false 579.00 17.58 D 97075.00 D This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Reporting Person. /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann 2024-01-30