0001562180-24-000413.txt : 20240110 0001562180-24-000413.hdr.sgml : 20240110 20240110164457 ACCESSION NUMBER: 0001562180-24-000413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240109 FILED AS OF DATE: 20240110 DATE AS OF CHANGE: 20240110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Botelho Kiersten Zaza CENTRAL INDEX KEY: 0001902313 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 24527076 MAIL ADDRESS: STREET 1: C/O HERCULES CAPITAL, INC. STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 ORGANIZATION NAME: IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2024-01-09 false 0001280784 Hercules Capital, Inc. HTGC 0001902313 Botelho Kiersten Zaza C/O HERCULES CAPITAL, INC. 400 HAMILTON AVENUE, SUITE 310 PALO ALTO CA 94301 false true false false General Counsel & CCO false Common Stock 2024-01-09 4 A false 25862.00 17.40 A 52842.00 D Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. /s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho 2024-01-10