0001562180-23-008275.txt : 20231211
0001562180-23-008275.hdr.sgml : 20231211
20231211173025
ACCESSION NUMBER: 0001562180-23-008275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231207
FILED AS OF DATE: 20231211
DATE AS OF CHANGE: 20231211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Botelho Kiersten Zaza
CENTRAL INDEX KEY: 0001902313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 231479411
MAIL ADDRESS:
STREET 1: C/O HERCULES CAPITAL, INC.
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0508
4
2023-12-07
false
0001280784
Hercules Capital, Inc.
HTGC
0001902313
Botelho Kiersten Zaza
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE, SUITE 310
PALO ALTO
CA
94301
false
true
false
false
General Counsel & CCO
false
Restricted Stock Units
2023-12-07
4
A
false
9791.00
0.00
A
Common Stock
9791.00
13199.00
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.
/s /Eileen Bagarella, Attorney-in-Fact for Botelho Kiersten Zaza
2023-12-11
EX-24
2
kzbex24.txt
EXH 24
Exhibit 24
POWER OF ATTORNEY
I, Kiersten Zaza Botelho, hereby constitute, appoint,
authorize and designate each of Seth H. Meyer and Eileen
Bagarella as my agent and lawful attorney-in-fact, with full
power of substitution to:
(1) prepare and sign on my behalf, in my capacity as an
officer and/or director of Hercules Capital, Inc. (the
?Company?), Forms 3, 4 and 5 in accordance with Section 16(a) of
the Securities Exchange Act of 1934, as amended, and the rules
thereunder, and to file the same with the Securities and
Exchange Commission and each stock exchange on which the
Company?s stock is listed:
(2) prepare and sign on my behalf any Form 144 Notice
under the Securities Act of 1933, as amended, and file the same
with the Securities and Exchange Commission; and
(3) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest of,
or legally required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact on behalf
of the undersigned pursuant to this Power of Attorney shall be
in such form and shall contain such terms and conditions as such
attorney-in-fact may approve in such attorney-in-fact?s
discretion.
The undersigned hereby grants to such attorney-in-fact full
power and authority to do and perform any and every act and
thing whatsoever requisite, necessary or proper to be done in
the exercise of any of the rights and powers herein granted, as
fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution
or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact?s substitute or
substitutes, shall lawfully do or cause to be done by virtue of
this power of attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorney-in-
fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any
of the undersigned?s responsibilities to comply with Section 16
of the Securities Exchange Act of 1934, as amended, or Section 5
of the Securities Act of 1933, as amended, or Rule 144
promulgated under such Act.
This Power of Attorney shall remain in effect until the
undersigned is no longer required to file Forms 3, 4, 5 and 144
with respect to the undersigned?s holdings of and transactions
in securities issued by the Company, unless earlier revoked by
the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 12/6/2023.
SIGNED: s/s Kiersten Zaza Botelho
Kiersten Zaza Botelho