0001562180-23-007949.txt : 20231127 0001562180-23-007949.hdr.sgml : 20231127 20231127200542 ACCESSION NUMBER: 0001562180-23-007949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231122 FILED AS OF DATE: 20231127 DATE AS OF CHANGE: 20231127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fallon Thomas J CENTRAL INDEX KEY: 0001399121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 231441643 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2023-11-22 false 0001280784 Hercules Capital, Inc. HTGC 0001399121 Fallon Thomas J C/O HERCULES CAPITAL, INC. 400 HAMILTON AVENUE SUITE 310 PALO ALTO CA 94301 true false false false false Common Stock 2023-11-22 4 D false 5800.00 0.00 D 4917.00 D Common Stock 2023-11-22 4 A false 149.00 15.87 A 5066.00 D Common Stock 2023-11-22 4 A false 5800.00 0.00 A 85113.00 I By Trust Shares previously reported as directly owned are now being reported as indirectly owned. Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Held by the Fallon Family Revocable Trust /s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon 2023-11-27